AML Compliance Working Group Content

URGENT [14414] January 31, 2002 TO: COMPLIANCE ADVISORY COMMITTEE No. 8-02 INTERNATIONAL COMMITTEE No. 10-02 INTERNATIONAL OPERATIONS ADVISORY COMMITTEE No. 4-02 MONEY LAUNDERING RULES WORKING GROUP No. 6-02 PRIMARY CONTACTS - MEMBER COMPLEX No. 6-02 TRANSFER AGENT ADVISORY COMMITTEE...

URGENT/ACTION REQUESTED [14403] January 25, 2002 TO: MONEY LAUNDERING RULES WORKING GROUP No. 5-02 RE: DRAFT INSTITUTE COMMENT LETTER ON TREASURY’S CORRESPONDENT ACCOUNT RULE As you know, the Department of the Treasury has issued a rule proposal that addresses correspondent accounts...

URGENT [14353] January 15, 2002 TO: MONEY LAUNDERING RULES WORKING GROUP No. 4-02 RE: CORRESPONDENT ACCOUNT RULE As you know, the Department of the Treasury has issued, among others, a rule proposal that addresses correspondent accounts for foreign banks under the USA PATRIOT Act.1 A...

[14345] January 11, 2002 TO: MONEY LAUNDERING RULES WORKING GROUP No. 3-02 RE: REMINDER NOTICE -- CONFERENCE CALLS SCHEDULED FOR JANUARY 15 AND 17 TO DISCUSS TREASURY RULE PROPOSALS As noted in the memorandum sent earlier this week,1 there will be two conference calls next week to...

[14322] January 9, 2002 TO: MONEY LAUNDERING RULES WORKING GROUP No. 1-02 RE: TREASURY PROPOSES BROKER-DEALER SUSPICIOUS ACTIVITY REPORTING RULES AND OTHER RULES TO IMPLEMENT THE USA PATRIOT ACT; NOTICE OF WORKING GROUP CONFERENCE CALLS TO DISCUSS PROPOSALS The Department of the...