AML Compliance Working Group Content

[14922] July 15, 2002 TO: MONEY LAUNDERING RULES WORKING GROUP No. 36-02 TRANSFER AGENT ADVISORY COMMITTEE No. 57-02 RE: ANTI-MONEY LAUNDERING MEETING ON WEDNESDAY, JULY 17, 2002 As you know, the Transfer Agent Advisory Committee and the Money Laundering Rules Working Group will be...

URGENT/ACTION REQUESTED [14879] July 8, 2002 TO: BROKER/DEALER ADVISORY COMMITTEE No. 17-02 COMPLIANCE ADVISORY COMMITTEE No. 48-02 INTERNATIONAL COMMITTEE No. 51-02 INTERNATIONAL OPERATIONS ADVISORY COMMITTEE No. 27-02 MONEY LAUNDERING RULES WORKING GROUP No. 35-02 PRIMARY CONTACTS -...

[14853] July 2, 2002 TO: BROKER/DEALER ADVISORY COMMITTEE No. 16-02 BROKER/DEALER ASSOCIATE MEMBERS No. 7-02 COMPLIANCE ADVISORY COMMITTEE No. 46-02 INTERNATIONAL MEMBERS No. 16-02 INTERNATIONAL OPERATIONS ADVISORY COMMITTEE No. 26-02 MONEY LAUNDERING RULES WORKING GROUP No. 33-02 SEC...

[14851] July 2, 2002 TO: INTERNATIONAL COMMITTEE No. 50-02 MONEY LAUNDERING RULES WORKING GROUP No. 34-02 RE: COMMENT LETTER ON DUE DILIGENCE AML PROGRAMS FOR CERTAIN FOREIGN ACCOUNTS As you know, the Treasury Department’s Financial Crimes Enforcement Network (FinCEN) recently...

URGENT [14838] June 27, 2002 TO: COMPLIANCE ADVISORY COMMITTEE No. 45-02 INTERNATIONAL COMMITTEE No. 49-02 INTERNATIONAL OPERATIONS ADVISORY COMMITTEE No. 25-02 MONEY LAUNDERING RULES WORKING GROUP No. 32-02 PRIMARY CONTACTS - MEMBER COMPLEX No. 48-02 TRANSFER AGENT ADVISORY COMMITTEE...

ACTION REQUESTED [14837] June 26, 2002 TO: MONEY LAUNDERING RULES WORKING GROUP No. 31-02 RE: NOTICE OF MEETING/CONFERENCE CALL ON WEDNESDAY, JULY 17, 2002 A few months ago, the Money Laundering Rules Working Group and the Transfer Agent Advisory Committee held a joint meeting and...

URGENT/ACTION REQUESTED [14803] June 17, 2002 TO: INTERNATIONAL COMMITTEE No. 46-02 MONEY LAUNDERING RULES WORKING GROUP No. 30-02 RE: DRAFT COMMENT LETTER ON DUE DILIGENCE AML PROGRAMS FOR CERTAIN FOREIGN ACCOUNTS As you know, the Department of the Treasury’s Financial Crimes...

URGENT/ACTION REQUESTED [14778] May 31, 2002 TO: BROKER/DEALER ADVISORY COMMITTEE No. 15-02 COMPLIANCE ADVISORY COMMITTEE No. 43-02 INTERNATIONAL COMMITTEE No. 42-02 INTERNATIONAL OPERATIONS ADVISORY COMMITTEE No. 22-02 MONEY LAUNDERING RULES WORKING GROUP No. 29-02 PRIMARY CONTACTS -...

ACTION REQUESTED [14777] May 31, 2002 TO: INTERNATIONAL COMMITTEE No. 41-02 MONEY LAUNDERING RULES WORKING GROUP No. 28-02 RE: NOTICE OF CONFERENCE CALL -- THURSDAY, JUNE 6, 2002 There will be a conference call on Thursday, June 6, 2002 at 3:00 p.m. Eastern time to discuss possible...

[14772] May 30, 2002 TO: BROKER/DEALER ADVISORY COMMITTEE No. 14-02 COMPLIANCE ADVISORY COMMITTEE No. 42-02 INTERNATIONAL COMMITTEE No. 40-02 INTERNATIONAL OPERATIONS ADVISORY COMMITTEE No. 21-02 MONEY LAUNDERING RULES WORKING GROUP No. 27-02 SEC RULES COMMITTEE No. 43-02 TRANSFER...