AML Compliance Working Group Content

Filter Results By
Showing Results 141 - 150 of 345
ICI Default BG
Memo#
20455

FinCEN Publishes FAQs on the Mutual Fund SAR Rule

©2006 Investment Company Institute. All rights reserved. Information may be abridged and therefore incomplete. Communications from the Institute do not constitute, and should not be considered a substitute for, legal advice. [20455] October 5, 2006 TO: AML COMPLIANCE WORKING GROUP No...
ICI Default BG
Memo#
20254

AML Subgroups Formed; Initial Conference Calls Being Scheduled

©2006 Investment Company Institute. All rights reserved. Information may be abridged and therefore incomplete. Communications from the Institute do not constitute, and should not be considered a substitute for, legal advice. [20254] August 7, 2006 TO: AML COMPLIANCE WORKING GROUP No...
ICI Default BG
Memo#
20161

Notice of Conference Call to Discuss Various AML Issues

©2006 Investment Company Institute. All rights reserved. Information may be abridged and therefore incomplete. Communications from the Institute do not constitute, and should not be considered a substitute for, legal advice. [20161] July 6, 2006 TO: AML COMPLIANCE WORKING GROUP No. 17...
ICI Default BG
Memo#
20009

Treasury Adopts Suspicious Activity Reporting (SAR) Rule for Mutual Funds

©2006 Investment Company Institute. All rights reserved. Information may be abridged and therefore incomplete. Communications from the Institute do not constitute, and should not be considered a substitute for, legal advice. [20009] May 4, 2006 TO: AML COMPLIANCE WORKING GROUP No. 14...
ICI Default BG
Memo#
19998

ICI Submits Comment Letter on IRS Form 8300

©2006 Investment Company Institute. All rights reserved. Information may be abridged and therefore incomplete. Communications from the Institute do not constitute, and should not be considered a substitute for, legal advice. [19998] May 3, 2006 TO: AML COMPLIANCE WORKING GROUP No. 13...