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[20161]
July 6, 2006
TO: AML COMPLIANCE WORKING GROUP No. 17-06
TRANSFER AGENT ADVISORY COMMITTEE No. 45-06
RE: NOTICE OF CONFERENCE CALL TO DISCUSS VARIOUS AML ISSUES
We will be holding a conference call at 2:00 p.m. Eastern time on Tuesday, July 18, 2006 to
discuss the following anti-money laundering compliance issues:
1. Implementation of the rules on correspondent accounts for foreign financial
institutions (see Memorandum no. 19580, dated January 6, 2006 and Memorandum
no. 19883, dated March 24, 2006);
2. Issues arising under the mutual fund suspicious activity reporting rule (see
Memorandum no. 20009, dated May 4, 2006);
3. The application of Indian AML regulations to US mutual funds holding foreign
institutional investor licenses in India (see Memorandum no. 20147, dated June 30,
2006).
We expect the call to last approximately one hour. To participate in the call, use the following
dial-in information:
Dial-in Number: 888-425-4795
Passcode: 33929
If you intend to participate in the call, please RSVP via email to Ruth Tadesse at
rtadesse@ici.org.
Robert C. Grohowski
Senior Counsel - International Affairs