Board of Governors Content

[9474] December 4, 1997 TO: BOARD OF GOVERNORS No. 65-97 RE: Proposed Resolution Expressing Appreciation To C. Richard Pogue ______________________________________________________________________________ As you know Dick Pogue will retire at the end of the year after twenty-nine years...

[9448] November 24, 1997 TO: BOARD OF GOVERNORS No. 64-97 ACCOUNTING/TREASURERS COMMITTEE No. 46-97 OPERATIONS COMMITTEE No. 41-97 SEC RULES COMMITTEE No. 117-97 RE: INSTITUTE RECOMMENDATION TO SEC ON CIRCUIT BREAKERS ___________________________________________________________________...

* As you may recall, NASDR issued a Notice to Members last year soliciting comment on the use of bond fund risk ratings in supplemental sales literature. In particular, NASDR solicited comment on whether it should continue to prohibit the use of these ratings. See Memorandum to Board...

[9425] November 18, 1997 TO: BOARD OF GOVERNORS No. 62-97 FEDERAL LEGISLATION MEMBERS No. 14-97 PUBLIC INFORMATION COMMITTEE No. 33-97 RE: CONGRESS APPROVES SAVER ACT; ESTABLISHES REGULAR RETIREMENT SAVINGS SUMMITS ______________________________________________________________________...

1 See Memorandum to Board of Governors No. 39-97, Federal Legislation Members No. 10-97, Primary Contacts - Member Complex No. 41-97, and Public Information Committee No. 21-97, dated June 24, 1997. [9418] November 17, 1997 TO: BOARD OF GOVERNORS No. 61-97 FEDERAL LEGISLATION MEMBERS...

[9412] November 13, 1997 TO: BOARD OF GOVERNORS No. 60-97 PENSION MEMBERS No. 53-97 RE: INSTITUTE TESTIFIES BEFORE DEPARTMENT OF LABOR REGARDING 401(k) PLAN EXPENSES ______________________________________________________________________________ The Institute testified at a November 12...

[9396] November 7, 1997 TO: BOARD OF GOVERNORS No. 59-97 RE: REQUEST FOR VIEWS ON CIRCUIT BREAKERS ______________________________________________________________________________ The Securities and Exchange Commission has requested that the Institute provide its views on the New York...

[9381] November 4, 1997 TO: BOARD OF GOVERNORS No. 58-97 RE: January, 1998 Executive Committee and Board of Governors Meetings ______________________________________________________________________________ The Institute’s Executive Committee and Board of Governors Winter meetings will...

[9341] ACTION REQUESTED October 23, 1997 TO: BOARD OF GOVERNORS No. 57-97 RE: INVESTMENT COMPANY INSTITUTE INTERNATIONAL PROGRAM _____________________________________________________________________________ As Institute members become significantly more involved in global investing...

[9312] October 7, 1997 TO: BOARD OF GOVERNORS No. 56-97 RE: RESIGNATION OF INSTITUTE VICE PRESIDENT-LEGISLATIVE AFFAIRS, TOM BOYD ______________________________________________________________________________ I am writing to inform you that the Institute
s Vice President-Legislative...