Board of Governors Content

[9939] May 18, 1998 TO: BOARD OF GOVERNORS No. 30-98 RE: ICI LETTER REGARDING REVIEW OF SEC ENFORCEMENT DIVISION ______________________________________________________________________________ The ICI recently submitted a letter to Commissioner Unger regarding the SEC’s review of its...

[9933] May 15, 1998 TO: BOARD OF GOVERNORS No. 28-98 FEDERAL LEGISLATION MEMBERS No. 7-98 PRIMARY CONTACTS - MEMBER COMPLEX No. 36-98 PUBLIC INFORMATION COMMITTEE No. 16-98 RE: SENATE PASSES BILL WITH ROTH IRA TECHNICAL CORRECTIONS AND CHANGES TO ELIGIBILITY FOR IRA CONVERSIONS ______...

[9934] May 15, 1998 TO: BOARD OF GOVERNORS No. 29-98 PRIMARY CONTACTS - MEMBER COMPLEX No. 37-98 OPERATIONS COMMITTEE No. 24-98 ACCOUNTING/TREASURERS COMMITTEE No. 22-98 SMALL FUNDS COMMITTEE No. 9-98 RE: CONFERENCE ON YEAR 2000 TESTING FOR U.S. TREASURY SECURITIES MARKET; INFORMATION...

[9928] May 14, 1998 TO: BOARD OF GOVERNORS No. 27-98 BROKER/DEALER ASSOCIATE MEMBERS No. 11-98 INVESTMENT ADVISER ASSOCIATE MEMBERS No. 11-98 PRIMARY CONTACTS - CLOSED-END FUNDS No. 2-98 PRIMARY CONTACTS - MEMBER COMPLEX No. 35-98 RE: 1998 Membership Directory & Guide ________________...

* See Strougo v. Padegs, 964 F. Supp. 783 (S.D.N.Y. 1997) [9922] May 12, 1998 TO: BOARD OF GOVERNORS No. 26-98 CLOSED-END INVESTMENT COMPANY MEMBERS No. 13-98 INVESTMENT COMPANY DIRECTORS No. 3-98 PRIMARY CONTACTS - MEMBER COMPLEX No. 34-98 SEC RULES MEMBERS No. 33-98 RE: MARYLAND...

[9914] May 11, 1998 TO: BOARD OF GOVERNORS No. 25-98 FEDERAL LEGISLATION MEMBERS No. 6-98 PRIMARY CONTACTS - MEMBER COMPLEX No. 33-98 PUBLIC INFORMATION COMMITTEE No. 15-98 RE: MAJOR PENSION LEGISLATION INTRODUCED _______________________________________________________________________...

[9888] April 30, 1998 TO: BOARD OF GOVERNORS No. 24-98 FEDERAL LEGISLATION MEMBERS No. 5-98 PRIMARY CONTACTS - MEMBER COMPLEX No. 31-98 PUBLIC INFORMATION COMMITTEE No. 13-98 RE: SENATE PASSES INCREASE IN EDUCATION IRA __________________________________________________________________...

[9872] April 24, 1998 TO: BOARD OF GOVERNORS No. 23-98 INVESTMENT COMPANY DIRECTORS No. 2-98 PRIMARY CONTACTS - MEMBER COMPLEX No. 28-98 RE: REGIONAL FORUMS FOR DIRECTORS IN JUNE ______________________________________________________________________________ I am pleased to announce...

1[9866] April 21, 1998 TO: BOARD OF GOVERNORS No. 21-98 PRIMARY CONTACTS - MEMBER COMPLEX No. 26-98 RE: IMMEDIATE ACTION NEEDED TO DEFEAT BANK-LIKE COMMUNITY REINVESTMENT OBLIGATIONS ON MUTUAL FUNDS ______________________________________________________________________________ We need...

[9815] April 3, 1998 TO: BOARD OF GOVERNORS No. 19-98 RE: PROPOSED MINUTES OF JANUARY 1998 BOARD OF GOVERNORS MEETING ______________________________________________________________________________ Attached is a copy of the minutes of the January 27-28, 1998 board meeting which are...