ICI Innovate brings together multidisciplinary experts to explore how emerging technologies will impact fund operations and their implications for the broader industry.
ICI Innovate is participating in the Emerging Leaders initiative, offering a heavily discounted opportunity for the next generation of asset management professionals to participate in ICI’s programming.
Donald C. Auerbach is the Chief Operating Officer of the Investment Company Institute. He leads member engagement and recruiting, directs financial planning, and coordinates internal teams to support the broader organization in executing ICI’s mission. Prior to becoming COO, he was Co...
By Paul Cellupica, General Counsel With Paul Atkins taking the helm of the SEC, we are entering a time of tremendous opportunity to enact commonsense policies that will benefit tens of millions of current investors and help more Americans create wealth through long-term investing...
ICI Daily News: SCOTUS to Hear Case That Could Curb Activist Lawsuits Lessons from ICI’s 2025 Leadership Summit ICI Applauds Introduction of House Bill to Reform FSOC IRA Investors in Mutual Funds Concentrate Their Assets in Lower-Cost Mutual Funds ICI Announces Tom Quaadman Will Lead...
Leadership Summit April 30–May 2 Leadership Summit begins this week! There’s still time to register. Join industry leaders in the heart of Washington, DC, for unbeatable networking opportunities and expert insights on asset management’s biggest topics, including private markets...
Facilitating Retail Investor Access to Private Markets Private markets have seen explosive growth over the past decade, with institutional and high net-worth investors capitalizing on the many opportunities and historically higher returns available in these markets. As more companies...
ICI Submits Recommendations to New SEC Chairman On April 11, ICI submitted a letter to the newly confirmed SEC Chairman, Paul Atkins, laying out nine priority recommendations for the SEC that ICI thinks will have the greatest positive impact for investors. The letter covers five...
“Recent strong inflows may be a response to the spike in volatility in the financial markets we’ve seen lately,” said Shelly Antoniewicz, chief economist for ICI. “With short-term interest rates still at elevated levels historically, money market funds—which pass earned interest on to...
This quarter marked significant progress in advancing policies that protect investors and strengthen America’s retirement system. With the passage of the recent tax reform bill, lawmakers delivered a major win for fund shareholders and savers nationwide. The new law safeguards the...
ICI Daily News: SCOTUS to Hear Case That Could Curb Activist Lawsuits Lessons from ICI’s 2025 Leadership Summit ICI Applauds Introduction of House Bill to Reform FSOC IRA Investors in Mutual Funds Concentrate Their Assets in Lower-Cost Mutual Funds ICI Announces Tom Quaadman Will Lead...
ETF Conference September 8–10 ICI’s first-ever conference focused exclusively on ETFs will bring together ETF sponsors, regulators, and other market participants in a vibrant environment of learning, discussion, and collaboration. Tax and Accounting Conference October 5–8 Join us to...
The SEC’s Director of the Division of Investment Management Brian Daly in conversation with ICI’s General Counsel Paul Cellupica. This week, ICI hosted the Securities and Exchange Commission’s (SEC) new Director of the Division of Investment Management, Brian Daly, for a discussion...
ICI has launched several new committees and working groups over the past few months, many of which are actively seeking new members: The Financial Innovation Advisory Committee (FIAC) brings together a unique cross-section of our membership to grapple with the regulatory and...
ICI President and CEO Eric J. Pan appeared on CNBC’s ETF Edge in July to discuss developments in the current regulatory landscape: “We want to be pro-innovation. We like the idea that through competition, firms, our members, can come up with new products, try them out, see if there's...
The Derivatives Markets Advisory Committee provides a forum to examine the legal, regulatory and legislative issues affecting the market structure for derivatives. It provides a forum for members to discuss particular policy objectives
and addresses regulatory issues affecting the derivatives market
The working group will discuss legislative, regulatory, market, and other developments related to funds having the option to provide their retail shareholders with the opportunity to inform the fund manager of their views on how portfolio company proxies should be voted.
The Disclosure Working Group provides a forum for members to discuss disclosure-related issues for all types of US registered funds, including comments received from SEC staff during the disclosure review process.
Latest Comment Letters:
TEST - ICI Comment Letter Opposing Sales Tax on Additional Services in Maryland
ICI Comment Letter Opposing Sales Tax on Additional Services in Maryland
ICI Response to the European Commission on the Savings and Investments Union