Committee

Disclosure Working Group

The Disclosure Working Group provides a forum for members to discuss disclosure-related issues for all types of US registered funds, including comments received from SEC staff during the disclosure review process, as well as SEC rule proposals and final rules impacting fund disclosures.

Key Issues of Interest

  • SEC staff comments received during disclosure review process
  • Disclosure-related regulatory developments

Working Group Meetings

The Disclosure Working Group holds two conference calls each year. It also holds ad hoc meetings on key issues of interest.

Membership Information

There is no limit on the number of people from each member firm who can participate on the Disclosure Working Group.

Committee Members

Working Group Coordinator

Administrative Contact