Deputy General Counsel - Tax

Kaori Kabata is a Senior Research Analyst at the Investment Company Institute, focused on Asia Pacific policy and regulatory issues and global analytics. Prior to joining ICI, Kaori served as a Client Service and Reporting Advisor at Neuberger Berman, where she provided client support...

Claudia Grau is the Director of Public Policy and Regulation at the Investment Company Institute. With deep expertise in asset management, securities markets, and sustainable finance, Claudia provides high-level counsel on navigating complex regulatory environments and advancing...

Economist, Retirement and Investor Research

Deputy General Counsel, Financial Regulation

Thomas “Tom” Quaadman is ICI’s Chief Government Affairs and Public Policy Officer. Prior to joining ICI, Quaadman spent nearly 17 years at the U.S. Chamber of Commerce developing and executing legislative, regulatory, and judicial strategies to reform the financial regulatory system...

Yie-Hsin Hung is the President & Chief Executive Officer of State Street Investment Management. Hung was named one of the 100 Most Influential Women in US Finance by Barron’s in both 2020 and 2021 and was named among the 25 Most Powerful Women in Finance by American Banker in 2021...

George has served for 16 years as Chairman and Chief Executive Officer of Neuberger Berman, a private, independent, employee-owned investment manager founded in 1939. The firm manages $515 billion of equities, fixed income, private equity and hedge fund portfolios for global...

Jill is a human resources professional with over 20 years of experience. She leads the human resources team that creates and leads employee engagement initiatives, implements talent management strategies to recruit and retain top talent, designs and administers organizational benefits...

Paul G. Cellupica is the General Counsel of the Investment Company Institute (ICI). As the chief legal officer of ICI, he represents ICI on legal and regulatory matters and leads a talented legal team with extensive expertise in securities law and regulation, ERISA, tax law applicable...