ICI Global | Page 2 of 3 ICI Global | Page 3 of 3 By Electronic Delivery September 19, 2013 Gd Ingemar Hansson Skatteverket S -171 94 Solna SWEDEN RE: U.S. Mutual Funds Qualify for Withholding Tax Exemption Dear Director-General Hansson: The Investment Company Institute (“ICI”...
By Electronic Delivery December 3, 2015 Helen Hubbard Associate Chief Counsel (Financial Institutions and Products) Internal Revenue Service 1111 Constitution Avenue, NW Washington, DC 20225 RE: Money Market Fund Reform – Diversification under Section 817(h) Dear Ms. Hubbard: The...
December 1, 2015 Email: piacentini.joseph@dol.gov; e-ORI@dol.gov; e-OED@dol.gov Mr. Joseph Piacentini Director, Office of Policy and Research & Chief Economist Employee Benefits Security Administration U.S. Department of Labor 200 Constitution Avenue NW, Suite N-5718 Washington, DC...
November 25, 2015 Marcia E. Asquith Office of Corporate Secretary FINRA 1735 K Street, NW Washington, DC 20006-1506 Re: Financial Exploitation of Seniors and Other Vulnerable Adults – FINRA Notice 15-37 Dear Ms. Asquith: The Investment Company Institute (“ICI”)1 appreciates the...
November 9, 2015 Mr. Robert W. Errett Deputy Secretary Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Notice of Filing of a Proposed Rule Change to Amend FINRA Rule 4210 (Margin Requirements) to Establish Margin Requirements for the TBA Market; File...
November 2, 2015 By Electronic Transmission Jennifer Shasky Calvery Director, Financial Crimes Enforcement Network U.S. Department of the Treasury P.O. Box 39 Vienna, VA 22183 Re: Docket Number FinCEN 2014-0003; RIN 1506-AB10 Dear Director Shasky Calvery: The Investment Company...
