March 24, 2016 Delivered Electronically The Honorable John Chiang California State Treasurer Chairman, California Secure Choice Retirement Savings Investment Board 915 Capitol Mall, Room 110 Sacramento, CA 95814 Re: Overture Financial Final Report to the California Secure Choice...
1Case Id: f8b41034-40ca-4cc3-bf8c-26f515756d3b Date: 18/03/2016 13:43:41 Green Paper on retail financial services: better products, more choice, and greater opportunities for consumers and businesses Fields marked with * are mandatory. Introduction The Green Paper seeks the views on...
March 17, 2016 Basel Committee on Banking Supervision Bank for International Settlements CH-4002 Basel Switzerland Re: Identification and measurement of step-in risk Dear Sirs and Mesdames: ICI Global1 appreciates the opportunity to comment on the Basel Committee on Banking...
STATEMENT OF THE INVESTMENT COMPANY INSTITUTE ON THE U.S. COMMODITY FUTURES TRADING COMMISSION’S APPROPRIATIONS FOR FISCAL YEAR 2017 Subcommittee on Agriculture, Rural Development, Food and Drug Administration, and Related Agencies Committee on Appropriations U.S. House of...
March 14, 2016 Delivered Electronically Mr. Brent J. Fields Secretary U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549-9303 Re: Supplemental Comments on Investment Company Reporting Modernization (File No. S7-08-15) Dear Mr. Fields: The Investment...
March 10, 2016 Mr. Brent J. Fields, Secretary U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549-9303 Re: Transfer Agent Regulations; SEC File No. S7-27-15 Dear Mr. Fields: The Investment Company Institute1 appreciates the opportunity to comment on the...
14 December 2015 Reply form for the consultation paper on Review of Article 26 of RTS No 153/2013 with respect to MPOR for client accounts 1 Responding to this paper The European Securities and Markets Authority (ESMA) invites responses to the questions listed in this Consultation...
