September 6, 2016 Via Website: http://comments.cftc.gov Mr. Christopher J. Kirkpatrick, Secretary Commodity Futures Trading Commission Three Lafayette Centre 1155 21st Street, N.W. Washington, D.C. 20581 Re: Amendment to Commission Regulation 3.10(c): Exemption from Registration for...
August 29, 2016 Filed Electronically: e-ORI@dol.gov Office of Regulations and Interpretations Employee Benefits Security Administration Annual Reporting and Disclosure, Room N-5655 U.S. Department of Labor 200 Constitution Avenue NW Washington, DC 20210 Re: RIN 1210-AB63 – Proposed...
August 23, 2016 Mr. Brent J. Fields Secretary Securities and Exchange Commission 100 F Street, NE Washington, D.C. 20549 Re: Adviser Business Continuity and Transition Plans Proposal (File No. S7-13-16) Dear Mr. Fields: The Investment Company Institute1 appreciates the opportunity to...
August 5, 2016 Mr. Robert deV. Frierson Secretary Board of Governors of the Federal Reserve System 20th Street and Constitution Avenue, N.W. Washington, D.C. 20551 Re: Restrictions on Qualified Financial Contracts of Systemically Important U.S. Banking Organizations and the U.S...
