December 5, 2016 Submitted Electronically Office of Regulations and Interpretations Employee Benefits Security Administration Attn: RIN 1210-AB63 Annual Reporting and Disclosure Room N-5655 US Department of Labor 200 Constitution Avenue NW Washington, DC 20210 Re: Proposed Revision of...
November 28, 2016 Brent J. Fields, Secretary U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549-1090 Re: FINRA Proposal Relating to Rules 4512 and 2165; File No. SR-FINRA-2016-039 Dear Mr. Fields: The Investment Company Institute1 (the “Institute”) is...
20 September 2016 | ESMA/2016/1389 2 Reply form for the Discussion Paper on the trad- ing obligation for derivatives under MiFIR Responding to this paper The European Securities and Markets Authority (ESMA) invites responses to the specific questions listed in the ESMA Discussion...
November 21, 2016 Submitted Electronically Regulatory Affairs Group Office of the General Counsel Pension Benefit Guaranty Corporation 1200 K Street NW Washington, DC 20005-4026 Re: Proposed Rules on Missing Participants; RIN 1212-AB13 Dear Sir/Madam: The Investment Company Institute1...
By Electronic Delivery October 24, 2016 Hon. William Wilkins Tom West Chief Counsel Tax Legislative Counsel Internal Revenue Service U.S. Department of the Treasury 1111 Constitution Avenue, NW 1500 Pennsylvania Avenue, NW Washington, DC 20224 Washington, DC 20220 RE: Notice 2016-23...
