1Case Id: 2ef1490d-c02c-4f6c-ac31-79d84ff5fac2 Date: 14/01/2016 19:37:05 Public consultation on impacts of maximum remuneration ratio under Capital Requirements Directive 2013/36/EU (CRD IV), and overall efficiency of CRD IV remuneration rules Fields marked with * are mandatory...
January 13, 2016 Filed Electronically: rule-comments@sec.gov Mr. Brent J. Fields Secretary Securities and Exchange Commission 100 F Street, NE Washington, D.C. 20549 Re: Open-End Fund Liquidity Risk Management Programs; Swing Pricing; Re-Opening of Comment Period for Investment...
January 13, 2016 The Honorable Mary Jo White Chair Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: Summary of ICI and IDC Comments on the SEC’s Liquidity Risk Management Proposal Dear Chair White: Today the Investment Company Institute1 and the Independent...
January 13, 2016 Mr. Brent J. Fields Secretary Securities and Exchange Commission 100 F Street, NE Washington, D.C. 20549 Re: Open-End Fund Liquidity Risk Management Programs; Swing Pricing; Re-Opening of Comment Period for Investment Company Reporting Modernization Release (File Nos...
January 6, 2015 Mr. Brent J. Fields, Secretary U.S. Securities and Exchange Commission 100 F Street N.E. Washington, D.C. 20549 Sent by E-Mail Re: FINRA Pay-to-Play Rule; File No. SR-2015-056 Dear Mr. Fields: The Investment Company Institute1 is writing to recommend that the...
ICI Global | Page 2 of 7 ICI Global | Page 3 of 7 ICI Global | Page 4 of 7 ICI Global | Page 5 of 7 ICI Global | Page 6 of 7 ICI Global | Page 7 of 7
