July 20, 2006 Nancy M. Morris Secretary U.S. Securities and Exchange Commission Station Place 100 F Street, NE Washington, D.C. 20549-1090 Re: Annual Financial Statement Distribution Requirements (File No. SR-NYSE-2005-68) Dear Ms. Morris: The Investment Company Institute1 applauds...
July 19, 2006 Ms. Nancy M. Morris Secretary Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549-1090 Re: NASD Proposal Relating to Transactions in Deferred Variable Annuities (File No. SR-NASD-2004-183) Dear Ms. Morris: The Investment Company Institute1...
ICI Comments on NYSE Proxy Working Group Report Washington, DC, July 18, 2006 - Responding to a report recently issued by a New York Stock Exchange (NYSE) working group regarding the proxy voting process, ICI recommends that the NYSE continue to allow brokers to vote on uncontested...
July 18, 2006 Catherine R. Kinney President and Co-Chief Operating Officer NYSE Group, Inc. 11 Wall Street New York, NY 10005 Re: Report and Recommendations of the Proxy Working Group to the New York Stock Exchange Dear Ms. Kinney: The Investment Company Institute1 welcomes the...
May 22, 2006 Ms. Nancy Morris, Secretary U.S. Securities and Exchange Commission Station Place 100 F Street, NE Washington, DC 20549-1090 Re: MSRB Proposed Guidance; File No. SR-MSRB-2006-03 Dear Ms. Morris: The Investment Company Institute1 supports the Municipal Securities...
April 26, 2006 VIA ELECTRONIC MAIL Internal Revenue Service CC:PA:LPD:PR (REG-146459-05) 1111 Constitution Avenue, N.W. Washington, D.C. Re: Proposed Regulations Concerning Designated Roth Accounts Ladies and Gentlemen: The Investment Company Institute,1 on behalf of its investment...
April 10, 2006 Ms. Nancy M. Morris Secretary U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549-9303 Re: Mutual Fund Redemption Fees File No. S7-06-06 Dear Ms. Morris: The Investment Company Institute1 strongly supports the proposed amendments to the...
April 10, 2006 Ms. Nancy M. Morris Secretary U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549-9303 Re: Executive Compensation and Related Party Disclosure; File No. S7-03-06 Dear Ms. Morris: The Investment Company Institute1 applauds the Commission for...
NY12527:154000.7 March 6, 2006 Financial Crimes Enforcement Network, P.O. Box 39, Vienna, Virginia 22183. Attention: Regulatory Information Number 1506-AA29 regcomments@fincen.treas.gov Re: Notice of Proposed Rulemaking on Anti-Money Laundering Special Due Diligence Programs for...
