Comment Letters

Comment Letters


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ICI Default BG

ICI Comment Letter on Revised Soft Dollar Guidance (pdf)

September 7, 2006 Ms. Nancy M. Morris Secretary Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549-1090 Re: Commission Guidance Regarding Client Commission Practices Under Section 28(e) of the Securities Exchange Act of 1934 (File No. S7-13-06) Dear Ms...
ICI Default BG

ICI Letter on Compliance Tool for 401(k) Sponsors (pdf)

July 31, 2006 Robert J. Doyle Director, Office of Regulations and Interpretations Employee Benefits Security Administration U.S. Department of Labor 200 Constitution Ave., NW, Room N5669 Washington, DC 20210 Dear Bob: For many years, the Investment Company Institute (ICI), the...