November 25, 2005 Mr. Jonathan G. Katz Secretary U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549-9303 Re: Commission Guidance Regarding Client Commission Practices Under Section 28(e) of the Securities Exchange Act of 1934 – File No. S7-09-05 Dear Mr...
November 15, 2005 European Commission Brussels, Belgium Re: Response to the Commission’s Consultation on the Enhancement of the EU Framework for Investment Funds (COM (2005) 314) Dear Sirs: The Investment Company Institute 1 is writing in response to the Commission’s Green Paper on...
ROBERT C. GROHOWSKI SENIOR COUNSEL – INTERNATIONAL AFFAIRS 1401 H STREET, NW ʄ WASHINGTON, DC 20005-2148 ʄ PH. 202/371-5430 ʄ FAX 202/326-5841 ʄ E-MAIL rcg@ici.org November 15, 2005 European Commission Brussels, Belgium Re: Response to the Commission’s Consultation on the Enhancement...
October 28, 2005 The Honorable Michael Oxley Chairman, Financial Services Committee U.S. House of Representatives 2308 Rayburn House Office Building Washington, DC 20515 Dear Chairman Oxley: I am writing to express the support of the Investment Company Institute * and our members for...
October 14, 2005 Federal Energy Regulatory Commission Office of the Secretary 888 First Street, N.E. Washington, DC 20426 Re: Docket No. RM05-32-000 Dear Sir or Madam: The Investment Company Institute 1 appreciates the opportunity to comment on the Federal Energy Regulatory Commission...
October 14, 2005 Federal Energy Regulatory Commission Office of the Secretary 888 First Street, N.E. Washington, D.C. 20426 Re: Docket No. RM05-32-000 Dear Sir or Madam: The Investment Company Institute1 appreciates the opportunity to comment on the Federal Energy Regulatory...
October 12, 2005 CC:PA:LPD:PR (REG-138362-04) Room 5203 Internal Revenue Service Post Office Box 7604 Ben Franklin Station Washington, DC 20044 Re: Proposed Regulations on Electronic Plan Communications Ladies and Gentlemen: The Investment Company Institute 1 commends the Internal...
October 12, 2005 VIA ELECTRONIC SUBMISSION CC:PA:LPD:PR (REG-138362-04) Room 5203 Internal Revenue Service Post Office Box 7604 Ben Franklin Station Washington, DC 20044 Re: Proposed Regulations on Electronic Plan Communications Ladies and Gentlemen: The Investment Company Institute1...
September 19, 2005 Mr. Jonathan G. Katz Secretary Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549-9303 Re: NASD Proposed Rule Relating to Sales Practice Standards and Supervisory Requirements for Transactions in Deferred Variable Annuities (File No. SR...
September 19, 2005 Mr. Jonathan G. Katz Secretary Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549-9303 Re: NASD Proposed Rule Relating to Sales Practice Standards and Supervisory Requirements for Transactions in Deferred Variable Annuities (File No. SR...
