May 10, 2007 Senator Stephen D. Alves Chairperson Senate Finance Committee 317 State House Providence, RI 02903 Re: S. 0974 Harms Mutual Fund Investors By Increasing Taxes on Savings Dear Chairperson Alves: The Investment Company Institute1 strongly opposes the application to...
DRAFT of 5/21/07 For Discussion Purposes Only May 22, 2007 Fabrice Demarigny The Committee of European Securities Regulators 11-13 avenue de Friedland 75008 Paris FRANCE Re: CESR/07-241 – Key Investor Disclosures for UCITS CESR/07-214 – Questionnaire on Simplified Prospectus for...
April 24, 2007 The Honorable Mike Crapo United States Senate SD-239 Washington, DC 20510 The Honorable Charles Schumer United States Senate SH-313 Washington, DC 20510 Dear Senators Crapo & Schumer: We, the below listed trade associations, offer our support for your amendment to S...
April 13, 2007 VIA ELECTRONIC MAIL Office of Exemption Determinations Employee Benefits Security Administration Room N-5700 U.S. Department of Labor Washington, DC 20210 Attention: Cross-Trading Policies and Procedures Interim Final Rule Ladies and Gentlemen: The Investment Company...
April 13, 2007 VIA ELECTRONIC MAIL Technical Director Financial Accounting Standards Board 401 Merritt 7 P.O. Box 5116 Norwalk, CT 06856-5116 Re: Valuation Guidance for Financial Reporting File Reference No. 1520-100 Dear Sir or Madam: The Investment Company Institute1 appreciates the...
ICI DRAFT - 3/30/2007 March 30, 2007 Ms. Nancy M. Morris Secretary U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549-9303 Re: Universal Internet Availability of Proxy Materials File No. S7-03-07 Dear Ms. Morris: The Investment Company Institute1...
March 19, 2007 VIA ELECTRONIC MAIL Internal Revenue Service CC:PA:LPD:DRU (Notice 2006-107) Room 5203 POB 7604 Ben Franklin Station Washington, DC 20044 Re: Comments on Transition Guidance Under Notice 2006-107 Regarding Employer Stock Diversification Requirements Ladies and Gentlemen...
March 15, 2007 Ms. Pamela Vulpes IOSCO General Secretariat C/ Oquendo 12 28006 Madrid Spain RE: Comment on Consultation Report on Soft Commission Arrangements Dear Ms. Vulpes: The Investment Company Institute1 welcomes the IOSCO Technical Committee’s assessment of the value that soft...
March 14, 2007 Ms. Nancy M. Morris Secretary U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549-9303 Re: Extension of Interactive Data Voluntary Reporting Program on the EDGAR System to Include Mutual Fund Risk/Return Summary Information File No. S7-05...
