25/20076/25/20076/25/2007 June 25, 2007 Mr. John Wolfson Chair – SEC Regulations Committee AICPA 1211 Avenue of the Americas – 19th Floor New York, NY 10036 Re: Audit Opinion Relating to Money Market Fund Financial Statements that Omit the Schedule of Investments from the Shareholder...
June 18, 2007 Nancy M. Morris Secretary U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549-1090 Re: Amendments to Financial Responsibility Rules for Broker-Dealers (File No. S7-08-07) Dear Ms. Morris: The Investment Company Institute1 supports the...
DRAFT of 6/13/2007 For Discussion Purposes Only June 15, 2007 European Commission Directorate-General Internal Market and Services B-1049 Brussels Belgium RE: Consultation on Possible Adjustments to the UCITS Directive Dear Sirs: The Investment Company Institute (ICI)1 applauds the...
June 14, 2007 Stephen B. Nolan, Action Director Office of the Director New Jersey Division of Consumer Affairs 124 Halsey Street P.O. Box 45027 Newark, NJ 07101 Re: Proposal PRN 2007-116 Relating to the Identity Theft Prevention Act Dear Mr. Nolan: The Investment Company Institute is...
By Electronic Delivery June 13, 2007 Robert Plaze Associate Director Division of Investment Management U. S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: Recommendations Regarding Amendments to Rule 19a-1 Dear Mr. Plaze: The Investment Company...
June 11, 2007 Nancy M. Morris Secretary U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549-1090 Re: NASD and NYSE Proposals Relating to Business Entertainment (File Nos. SR-NASD-2006-044 and SR-NYSE-2006-06) Dear Ms. Morris: The Investment Company...
May 31, 2007 Eric Solomon Donald L. Korb Assistant Secretary for Tax Policy Chief Counsel U.S. Department of the Treasury Internal Revenue Service Room 3104 Room 3026 1500 Pennsylvania Avenue, NW 1111 Constitution Avenue, NW Washington, DC 20220 Washington, DC 20224 RE: 2007-2008...
May 31, 2007 Ms. Susan Dudley Administrator Office of Information and Regulatory Affairs Office of Management and Budget 725 17th Street, N.W. Washington, DC 20503 Re: Department of Labor Regulation on Qualified Default Investment Alternatives Dear Ms. Dudley: The Investment Company...
May 29, 2007 Nancy M. Morris, Secretary U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549-1090 Re: File No. S7-09-07, Model Privacy Form Dear Ms. Morris: The Investment Company Institute 1 is writing to support the Interagency Proposal for a model short...
Securities and Exchange Commission Form S-P A. Model Privacy Form F A C T S WHAT DOES [name of financial institution] DO WITH YOUR PERSONAL INFORMATION? Why? What? How? Financial companies choose how they share your personal information. Federal law gives consumers the right to limit...
