May 19, 2008 Ms. Nancy M. Morris Secretary U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549-9303 Re: Exchange-Traded Funds, File No. S7-07-08 Dear Ms. Morris: The Investment Company Institute1 is pleased to express its strong support for the Commission...
May 16, 2008 Ms. Nancy M. Morris Secretary U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549-9303 Re: Amendments to Form ADV: File No. S7-10-00 Dear Ms. Morris: The Investment Company Institute1 supports the Securities and Exchange Commission’s...
April 18, 2008 Andrew J. Donohue, Esq. Director Division of Investment Management U. S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: Request for Temporary Exemptive Relief from Certain Asset Coverage Requirements in Section 18(a) of the Investment...
April 14, 2008 Via Federal Express and Electronic Mail Shri C.B. Bhave Chairman, Securities and Exchange Board of India SEBI Bhavan Plot No. C4-A, G-Block Bandra Kurla Complex, Bandra (East) Mumbai 400 051 chairman@sebi.gov.in Dear Mr. Bhave, We are writing to share the significant...
April 8, 2008 Canadian Securities Administrators c/o John Stevenson, Secretary Ontario Securities Commission 20 Queen Street West Suite 1903, Box 55 Toronto, Ontario, M5H 3S8 CANADA RE: Notice of Proposed NI 23-102 Use of Client Brokerage Commissions as Payment for Order Execution...
March 12, 2008 The Honorable Mike Crapo Chairman Senate Republican Capital Markets Task Force 239 Dirksen Senate Office Building Washington, DC 20510 Re: Examination of the Competitiveness of U.S. Financial Markets Dear Senator Crapo: The Independent Directors Council (IDC)1...
Statement of the Investment Company Institute On the Review of the U.S. Financial Markets and Global Markets Competitiveness Submitted to the Senate Republican Capital Markets Task Force U.S. Senate February 25, 2008 Table of Contents Introduction Background Summary of Recommendations...
February 28, 2008 Ms. Nancy M. Morris Secretary U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549-9303 Re: Enhanced Disclosure and New Prospectus Delivery Option for Registered Open-End Management Investment Companies: File No. S7-28-07 Dear Ms. Morris...
February 28, 2008 Ms. Nancy M. Morris Secretary U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549-9303 Re: Enhanced Disclosure and New Prospectus Delivery Option for Registered Open-End Management Investment Companies: File No. S7-28-07 Dear Ms. Morris...
February 15, 2008 Fabrice Demarigny Secretary General The Committee of European Securities Regulators 11-13 Avenue de Friedland 75008 Paris FRANCE Re: CESR/07-669 – Consultation on Content and Form of Key Investor Information Disclosures for UCITS Dear Mr. Demarigny: The Investment...
