September 10, 2008 Ms. Florence E. Harmon Acting Secretary U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549-1090 Re: Indexed Annuities and Certain Other Insurance Contracts (File No. S7-14-08) Dear Ms. Harmon: The Investment Company Institute1 is...
Appendix Assessing the Department of Labor’s Assumption that 401(k) Plan Participants Pay Fees that are Higher than Necessary The cost/benefit analysis in the Department of Labor’s rule proposal assumes that 401(k) plan participants “on average pay fees that are higher than necessary...
Filed Electronically September 8, 2008 Office of Regulations and Interpretations Employee Benefits Security Administration, Room N–5655 U.S. Department of Labor 200 Constitution Avenue, N.W. Washington, DC 20210 Attn: Participant Fee Disclosure Project Ladies and Gentlemen: The...
September 8, 2008 Filed Electronically Office of Regulations and Interpretations Employee Benefits Security Administration, Room N–5655 U.S. Department of Labor 200 Constitution Avenue, N.W. Washington, DC 20210 Attn: Participant Fee Disclosure Project Ladies and Gentlemen: The...
September 5, 2008 Florence Harmon Acting Secretary U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549-1090 Re: References to Ratings of Nationally Recognized Statistical Rating Organizations (File No. S7-19-08) Dear Ms. Harmon: In light of recent events...
d8/29/2008CCCCCei August 29, 2008 Florence E. Harmon Acting Secretary U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549-9303 Re: Enhanced Disclosure and New Prospectus Delivery Option for Registered Open-End Management Investment Companies, File No. S7...
August 1, 2008 Florence E. Harmon Acting Secretary U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549-9303 Re: Interactive Data to Improve Financial Reporting, File No. S7-11-08 Dear Ms. Harmon: The Investment Company Institute1 appreciates the...
July 15, 2008 The Honorable Nancy Pelosi Speaker U.S. House of Representatives H-232 Capitol Building Washington DC 20515 RE: Institutional Investors in the Commodity Markets Dear Madam Speaker: I am writing in response to recent suggestions that large institutional investors that...
June 6, 2008 Via Federal Express and Electronic Mail Shri C.B. Bhave Chairman, Securities and Exchange Board of India SEBI Bhavan Plot No. C4-A, G-Block Bandra Kurla Complex, Bandra (East) Mumbai 400 051 chairman@sebi.gov.in Dear Mr. Bhave, The Investment Company Institute (ICI)1...
