NUL President to Address New York Investing for Success Workshop Contacts: Leslie Dunbar, NUL 212/558-5438 Derede McAlpin, ICI 202/371-5420 Washington, DC, January 19, 2001 - Hugh B. Price, President of the National Urban League, will address the New York "Investing for Success"...
January 18, 2001 Mr. Jonathan G. Katz Secretary Securities and Exchange Commission 450 Fifth Street, N.W. Washington, D.C. 20549 Re: Proposed Rule Change by the National Association of Securities Dealers, Inc. Concerning Related Performance Information (SR-NASD-98-11) Dear Mr. Katz...
ICI Issues Statement on SEC Report on Mutual Fund Fees and Expenses Washington, DC, January 10, 2001 - The following is a statement from Investment Company Institute President Matthew P. Fink regarding the U.S. Securities and Exchange Commission’s report on mutual fund fees and...
By Hand Delivery January 9, 2001 Attention: Disclosure RFI Office of Regulations and Interpretations Pension and Welfare Benefits Administration Room N-5669 U.S. Department of Labor Washington, D.C. 20210 Re: Request for Information on Fiduciary Disclosure Ladies and Gentlemen: The...
ICI Issues Statement on SEC Fund Governance Rules Washington, DC, January 3, 2001 - The following is a statement from Investment Company Institute President Matthew P. Fink on the Securities and Exchange Commission’s announcement today of new rules concerning mutual fund governance:...
ICI Revises November Mutual Fund Report Washington, DC, January 2, 2001 - The Investment Company Institute today restated the amount of net new cash flow to equity mutual funds reported in its November Trends in Mutual Funds Investing. Due to a reporting error, net new cash flow to...
National Public Radio Reports on Investing for Success Program Contacts: Leslie Dunbar, NUL 212/558-5438 Derede McAlpin, ICI 202/371-5420 Washington, DC, December 30, 2000 – A recent National Public Radio report on the investment “knowledge gap” among African Americans examined...
November 30, 2000 Mr. Ernesto A. LanzaAssociate General Counsel Municipal Securities Rulemaking Board 1150 18th Street, N.W., Suite 400 Washington, D.C. 20036 Re: Notice and Draft Interpretive Guidance on Dealer Responsibilities in Connection with Both Electronic and Traditional...
December 20, 2000 Mr. Jonathan G. Katz Secretary U.S. Securities and Exchange Commission 450 Fifth Street, N.W. Washington, D.C. 20549 Re: NASD Notice of Filing of Amendment Nos. 2 and 3 to Proposed Rule Change Relating to the Creation of a Corporate Bond Trade Reporting and...
