ICI Issues Statement on SEC Chairman Arthur Levitt's Decision to Step Down Washington, DC, December 20, 2000 - The following is a statement from Investment Company Institute President Matthew P. Fink regarding today’s announcement by U.S. Securities and Exchange Commission Chairman...
December 5, 2000 Mr. Jonathan G. Katz Secretary Securities and Exchange Commission 450 Fifth Street, N.W. Washington, D.C. 20549-0609 Re: Order Display Facility (Amendment No. 8 to File No. SR-NASD-99-53) Dear Mr. Katz: The Investment Company Institute 1 appreciates the opportunity to...
November 17, 2000 Mr. Ernesto A. Lanza Associate General Counsel Municipal Securities Rulemaking Board 1150 18th Street, N.W., Suite 400 Washington, D.C. 20036 Re: Electronic Submission of Disclosure Documents and Forms to the MSRB’s MSIL ® System Dear Mr. Lanza: The Investment...
ICI Brochure Explains Mutual Funds and Principles of Investing Washington, DC, November 16, 2000 - As Americans continue to turn to mutual funds to help achieve their long-term investment goals, the Investment Company Institute is offering an updated version of its brochure, A Guide...
October 24, 2000 The Honorable Arthur Levitt Chairman U.S. Securities and Exchange Commission 450 Fifth Street, N.W. Washington, D.C. 20549-0609 Re: Limit Order Transparency Working Group Dear Chairman Levitt: As you know, at your request, members of the Investment Company Institute’s...
ICI Survey Examines Foreign Shareholder Regulations and Practices Washington, DC, October 31, 2000 - American mutual fund investors increasingly are seeking to diversify their portfolios with investments outside the United States. According to the ICI, U.S. mutual funds with a global...
SEC Commemorates 60th Anniversary of the Investment Company Act of 1940 Washington, DC, October 18, 2000 - The Securities and Exchange Commission hosted a panel discussion on October 4, 2000 to commemorate the 60th anniversary of the Investment Company Act of 1940. The discussion...
October 30, 2000 CC: MSP:RU (REG-116495-99) Courier’s Desk Internal Revenue Service 1111Constitution Avenue, NW Washington, DC 20224 Re: Proposed Plan Loan Regulations Ladies and Gentlemen: The Investment Company Institute 1 is writing to comment on the proposed regulations on plan...
