April 6, 2001 Mr. Jonathan G. Katz Secretary Securities and Exchange Commission 450 Fifth Street, N.W. Washington, D.C. 20549-0609 Re: Proposed Rule Changes of Self-Regulatory Organizations (File No. S7-03-01) Dear Mr. Katz: The Investment Company Institute 1 appreciates the...
April 2, 2001 Mr. Jonathan G. Katz Secretary U.S. Securities and Exchange Commission 450 Fifth Street, N.W. Washington, D.C. 20549-0609 Re: Disclosure of Equity Compensation Plan Information (File No. S7-04-01) Dear Mr. Katz: The Investment Company Institute 1 is pleased to comment on...
March 28, 2001 Jonathan G. Katz Secretary Securities and Exchange Commission 450 Fifth Street, N.W. Washington, DC 20549-0609 Re: Petition for Rulemaking Dear Mr. Katz: The Investment Company Institute 1 hereby petitions the Commission to adopt a definitional rule, as set forth in the...
March 16, 2001 Mr. Donald S. Clark Secretary Federal Trade Commission Room H-159 600 Pennsylvania Avenue, N.W. Washington, D.C. 20580 Re: ESIGN Study – Comment P004102 Dear Mr. Clark: The Investment Company Institute 1 appreciates the opportunity to provide comments to the Federal...
President’s Keynote Address at the 2001 Mutual Funds & Investment Management Conference by Matthew P. Fink President, Investment Company Institute March 19, 2001 Palm Desert, California Good morning. I’m honored to share the podium with Paul Roye, the Director of the SEC’s Division of...
ICI Applauds Introduction of House Bill to Reduce SEC Fees Washington, DC, March 15, 2001 - The Investment Company Institute, the national association of the American investment company industry, applauds the introduction of the "Investor and Capital Markets Fee Relief Act" by Reps...
ICI Strongly Supports Introduction of Retirement Savings Legislation Washington, DC, March 14, 2001 - The Investment Company Institute applauded the introduction today of the " Comprehensive Retirement Security and Pension Reform Act of 2001" and urged Congress to enact measures that...
March 13, 2001 Mr. Jonathan G. Katz Secretary U.S. Securities and Exchange Commission 450 Fifth Street, N.W. Washington, D.C. 20549 Re: Nasdaq Proposed Rule Change Relating to the Assessment of Fees for Certain UITs Included in Nasdaq’s Mutual Fund Quotation Service (File No. SR-NASD...
African American Wealth Gap Continues Despite Gains in Employment and Income Contacts: Leslie Dunbar, NUL 212/558-5438 Derede McAlpin, ICI 202/371-5420 Washington, DC, March 13, 2001 - The economic state of Black America has never been healthier, according to the National Urban League...
Mutual Fund Industry Annual Meeting Set for May 16-18 Washington, DC, March 12, 2001 - The Investment Company Institute’s General Membership Meeting (GMM), the nation’s largest annual gathering of mutual fund industry leaders, will take place May 16-18 at the Hilton Washington Hotel...
