ICI Tells SEC That Increased Portfolio Holdings DisclosureWill Bring Risks Washington, DC, July 17, 2001 - The Investment Company Institute, the national association of the American mutual fund industry, today provided the U.S. Securities and Exchange Commission (SEC) with information...
Survey of Fund Groups’ Portfolio Disclosure Policies Summary of Results In order to determine the availability of mutual funds that disclose portfolio holdings information more frequently than semi-annually, the Institute developed an informal survey to gather basic information on...
July 17, 2001 Paul F. Roye Director, Division of Investment Management Securities and Exchange Commission 450 Fifth Street, N.W. Washington, D.C. 20549 Re: Frequency of Mutual Fund Portfolio Holdings Disclosure Table of Contents: I. Requiring More Frequent Portfolio Holdings...
Investing for Success Online Workshop Honored Contact: Leslie Dunbar, NUL 212/558-5438 Carol Davis, COBI-IEF 336/922-6240 John Collins, ICI 202/326-5864 Washington, DC, July 10, 2001 - The Investing for Success Partnership announced today that the online multimedia version of its...
July 2, 2001 Ms. Barbara Z. Sweeney Office of the Corporate Secretary NASD Regulation, Inc. 1735 K Street, N.W. Washington, DC 20006-1500 Re: Special NASD Notice 01-35—Request for Comment Dear Ms. Sweeney: The Investment Company Institute 1 welcomes the opportunity to respond to...
June 26, 2001 Ms. Catherine R. Kinney Group Executive Vice President New York Stock Exchange 20 Broad Street New York, NY 10005 Dear Cathy: Thank you for your letter responding to the Investment Company Institute’s 1 recommendations on Institutional XPress set forth in our letter to...
ICI Applauds Introduction of "Retirement Security Advice Act" Washington, DC, June 21, 2001 - The Investment Company Institute (ICI), the national association of the American mutual fund industry, applauds the introduction today of the "Retirement Security Advice Act" by...
New ICI Brochure Examines Basic Facts About Mutual Funds and Shareholders Washington, DC, June 11, 2001 - As part of its continuing investor awareness program, the Investment Company Institute has published the latest in a series of investor awareness brochures, Facts About Funds: A...
ICI Supports Bill Providing Capital Gains Tax Deferral for Fund Shareholders Washington, DC, June 8, 2001 - The following is a statement from Investment Company Institute President Matthew P. Fink in support of legislation introduced by Rep. Jim Saxton (R-NJ) to provide capital gains...
ICI Applauds Enactment of Tax Reform Package Washington, DC, June 7, 2001 - The Investment Company Institute today applauded the enactment of the $1.35 trillion tax reconciliation package, the " Economic Growth and Tax Relief Reconciliation Act of 2001," which contains several...
