November 20, 2001 Mr. Jonathan G. Katz Secretary Securities and Exchange Commission 450 Fifth Street, N.W. Washington, DC 20549-0609 Re: Request for Comment on the Effects of Decimal Trading in Subpennies (File No. S7-14-01) Dear Mr. Katz: The Investment Company Institute 1...
EBRI/ICI Study Finds 401(k) Plan Participants’ Asset Allocation Basically Unchanged in 2000 Despite Market Volatility, 401(k) Plan Investors Continue to Favor Equities Washington, DC, November 19, 2001 - New research released today by the Investment Company Institute (ICI) and the...
November 12, 2001 Ms. Martha M. Haines Director Office of Municipal Securities U.S. Securities and Exchange Commission 450 Fifth Street, N.W. Washington, D.C. 20549 Re: Disclosure Issues in the Secondary Market Dear Ms. Haines: The Investment Company Institute 1 is pleased to learn...
Institute Research Profiles Mutual Fund Investors Typical Fund Investor has Long-Term Financial Goals Washington, DC, November 12, 2001 - Today’s mutual fund shareholder invests primarily to meet retirement goals, has a long-term financial perspective, is not overly concerned with...
November 2, 2001 The Standing Interpretations Committee International Accounting Standards Board 30 Cannon Street London EC4M 6XH United Kingdom Re: Draft Interpretation SIC-D34 Financial Instruments–Instruments or Rights Redeemable by the Holder The Investment Company Institute 1...
October 19, 2001 Ms. Carolyn Walsh Associate General Counsel Municipal Securities Rulemaking Board 1900 Duke Street, Suite 600 Alexandria, VA 22314-3412 Re: Notice and Draft Interpretive Guidance on Rule G-17– Disclosure of Material Facts and Interpretive Guidance Concerning...
October 17, 2001 Jonathan G. Katz Secretary Securities and Exchange Commission 450 Fifth Street, N.W. Washington, DC 20549-0609 Re: Petition for Rulemaking Dear Mr. Katz: The Investment Company Institute 1 acknowledges receipt of the Commission’s decision, set forth in a letter dated...
October 12, 2001 The Honorable Paul H. O’Neill Secretary Department of the Treasury 1500 Pennsylvania Avenue, NW Washington, DC 20220 Dear Secretary O’Neill: We regret that our meeting with you on October 12 to discuss the Administration’s economic stimulus package needed to be...
October 5, 2001 Jill C. Finder, Esquire Assistant General Counsel Municipal Securities Rulemaking Board 1900 Duke Street, Suite 600 Alexandria, Virginia 22314 Re: MSRB Notice: MSRB Review of Rule G-37 Dear Ms. Finder: The Investment Company Institute 1 appreciates the opportunity to...
