Shareholders Need Useful Information by Matthew P. Fink President, Investment Company Institute "Disclosure creep" is back. Two years ago, Securities and Exchange Commission regulators enacted the most sweeping reforms ever of the disclosure rules governing mutual fund prospectuses...
July 6, 2000 Mr. Jonathan G. Katz Secretary Securities and Exchange Commission 450 Fifth Street, N.W. Washington, D.C. 20549-0609 Re: NYSE Direct+ (File No. SR-NYSE-00-18) Dear Mr. Katz: Set forth below are the comments of the Investment Company Institute 1 on the proposed rule change...
ICI Issues Statement on GAO's Mutual Fund Fees Report Washington, DC, July 5, 2000 - The following is a statement from Investment Company Institute President Matthew P. Fink regarding the United States General Accounting Office (GAO) Mutual Fund Fees report (links to a pdf file of...
June 30, 2000 Mr. Jonathan G. Katz Secretary Securities and Exchange Commission 450 Fifth Street, N.W. Washington, D.C. 20549 Re: Disclosure of Mutual Fund After-Tax Returns (File No. S7-09-00) Dear Mr. Katz: The Investment Company Institute 1 appreciates the opportunity to comment on...
By Hand June 27, 2000 Internal Revenue Service Courier’s Desk 1111 Constitution Avenue, NW Attn: CC:DOM:CORP:R (REG-109101-98) Washington, DC 20044 Re: Proposed Special Rules Regarding Optional Forms of Benefit Under Qualified Retirement Plans Ladies and Gentlemen: The Investment...
June 22, 2000 Mr. Jonathan G. Katz Secretary Securities and Exchange Commission 450 5th Street, N.W. Washington, DC 20549 Re: Mutual Fund Quotation Service Rule Changes File No. SR-NASD-00-16 Dear Mr. Katz: The Investment Company Institute 1 appreciates the opportunity to express its...
June 19, 2000 Mr. Jonathan G. Katz Secretary Securities and Exchange Commission 450 Fifth Street, N.W. Washington, D.C. 20549-0609 Re: File No. S7-11-00 Dear Mr. Katz: The Investment Company Institute 1 is writing in response to the Commission’s recent release on the use of electronic...
