2000 Mutual Funds and Investment Management Conference Keynote Address by Matthew P. Fink President, Investment Company Institute March 27, 2000 Palm Desert, California Good morning. I’m pleased to join Paul Roye, the Director of the SEC’s Division of Investment Management, in...
March 24, 2000 Mr. Jonathan G. Katz Secretary Securities and Exchange Commission 450 Fifth Street, N.W. Washington, D.C. 20549 RE: Accelerated Approval of Amendment No. 4 to the Proposed Rule Change on a Temporary Basis Relating to Bond Mutual Fund Volatility Ratings (File No. SR-NASD...
Mutual Fund Industry Annual Meeting Set for May 17 – 19 Washington, DC, March 21, 2000 - The Investment Company Institute’s General Membership Meeting, the nation’s largest annual gathering of mutual fund industry leaders, will take place May 17 through 19 at the Hilton Washington and...
Institute Submits Testimony to Congress on ERISA Reform Washington, DC, March 17, 2000 - The House Committee on Education and the Workforce Subcommittee on Employer-Employee Relations held a hearing on March 9 and 10 entitled "A More Secure Retirement for Workers: Proposals for ERISA...
March 17, 2000 Subgroup on Legal Barriers to Electronic Commerce U.S. Department of Commerce 14th Street and Constitution Avenue, N.W., Room 2815 Washington, D.C. 20230 Ladies and Gentlemen: The Investment Company Institute 1 welcomes the opportunity to comment on policies, laws or...
Via Hand Delivery February 14, 2000 Office of Exemption Determinations Pension and Welfare Benefits Administration Room N-5649 200 Constitution Avenue, N.W. Washington, DC 20210 Re: Class Exemption for Securities Cross-Traded by Index/Model-Driven Funds Ladies and Gentlemen: The...
February 14, 2000 Docket No. 00-03 Communications Division Third Floor Office of the Comptroller of the Currency 250 E Street S.W. Washington, DC 20219 Re: Notice of Proposed Rulemaking Dear Sirs: The Investment Company Institute 1 appreciates the opportunity to file these comments in...
February 8, 2000 Jonathan G. Katz Secretary U.S. Securities and Exchange Commission 450 Fifth Street, N.W. Washington, D.C. 20549 Re: NASD Proposal Relating to the Creation of a Corporate Bond Trade Reporting and Transaction Dissemination Facility (File No. SR—NASD 99-65) Dear Mr...
By Hand Delivery February 7, 2000 Mr. John Keene Office of Regulations and Interpretations Room N-5669 Pension and Welfare Benefits Administration U.S. Department of Labor 200 Constitution Avenue, NW Washington, D.C. 20210 Re: Small Pension Plan Security Proposal Dear Mr. Keene: The...
