July 15, 1999 Mr. Jonathan G. Katz Secretary Securities and Exchange Commission 450 Fifth Street, N.W. Washington, D.C. 20549 Re: Custody of Investment Company Assets Outside the United States (File No. S7-15-99) Dear Mr. Katz: The Investment Company Institute 1 appreciates the...
ICI Board Adopts Resolution Urging Fund Industry to Strengthen Governance Washington, DC, July 7, 1999 - The Board of Governors of the Investment Company Institute today voted unanimously to approve a resolution strongly endorsing a series of recommended best practices to strengthen...
Enhancing a Culture of Independence and Effectiveness Making a Strong System Even Stronger The fund industry’s corporate governance system has succeeded in keeping the industry free from major scandals. Nevertheless, this system, like any other, must periodically be reexamined to...
June 29, 1999 Mr. Jonathan G. Katz Secretary Securities and Exchange Commission 450 Fifth Street, N.W. Stop 6-9 Washington, DC 20549 Re: The Regulation of Securities Offerings (File No. S7-30-98) Dear Mr. Katz: The Investment Company Institute 1 appreciates the opportunity to comment...
Advisory Group Recommends Best Practices to Strengthen Mutual Fund Governance Washington, DC, June 24, 1999 - A panel of mutual fund independent directors and industry leaders today announced a series of recommendations to enhance the system of governance that protects the nation’s 77...
