- 1 - August 31, 1990 TO: OPERATIONS COMMITTEE NO. 20-90 TAX COMMITTEE NO. 25-90 TRANSFER AGENT ADVISORY COMMITTEE NO. 33-90 RE: BACKUP WITHHOLDING AND "B" NOTICE DEVELOPMENTS __________________________________________________________ As you may know, the Institute met with the...
August 31, 1990 TO: INVESTMENT ADVISERS COMMITTEE NO. 28-90 RE: NOTICE OF MEETING, OCTOBER 10, 1990 __________________________________________________________ The Investment Advisers Committee meeting has been scheduled for Wednesday, October 10, 1990 at 2:00 p.m. at the Vista...
August 30, 1990 TO: PUBLIC INFORMATION COMMITTEE NO. 32-90 RE: SEPTEMBER MEETING __________________________________________________________ 1. Attached is the preliminary agenda for the Public Information Committee Meeting of September 18, 1990. 2. Lunch is scheduled from 12:45 to 2...
August 30, 1990 TO: ACCOUNTING/TREASURERS COMMITTEE NO. 29-90 INDEPENDENT ACCOUNTANTS ADVISORY GROUP RE: MEETING AGENDA - SEPTEMBER 12, 1990 __________________________________________________________ Enclosed is the agenda and documents for the Accounting/Treasurers Committee and the...
August 29, 1990 TO: INSURANCE COMPANY-DTC-FUND/SERV ADVISORY COMMITTEE NO. 8-90 RE: MEETING AGENDA - SEPTEMBER 20, 1990 __________________________________________________________ Attached is the agenda for the September 20, 1990 meeting of the Insurance Company-DTC-Fund/SERV Advisory...
August 29, 1990 TO: TRANSFER AGENT ADVISORY COMMITTEE NO. 32-90 RE: MEETING AGENDA - SEPTEMBER 13, 1990 __________________________________________________________ Attached is the agenda for the Transfer Agent Advisory Committee meeting which will begin at 9:00 a.m. on Thursday...
August 28, 1990 TO: ACCOUNTING/TREASURERS COMMITTEE NO. 28-90 TRANSFER AGENT ADVISORY COMMITTEE NO. 31-90 CLOSED-END FUND MEMBERS NO. 33-90 OPERATIONS MEMBERS NO. 25-90 PENSION MEMBERS NO. 34-90 TAX MEMBERS NO. 34-90 UNIT INVESTMENT TRUST MEMBERS NO. 59-90 RE: IRS REVENUE PROCEDURE ON...
- 1 - August 28, 1990 TO: SEC RULES MEMBERS NO. 61-90 STATE SECURITIES MEMBERS NO. 27-90 RE: SEC IMPOSES SANCTIONS ON FUND OFFICIAL IN CONNECTION WITH FAILURE TO COMPLY WITH STATE BLUE SKY LAWS __________________________________________________________ The SEC has issued an Order...
August 27, 1990 TO: SALES FORCE MARKETING COMMITTEE NO. 23-90 RE: NEXT MEETING __________________________________________________________ Enclosed is a preliminary agenda for the Sales Force Marketing Committee meeting on the morning of September 19, along with minutes of the last...
August 27, 1990 TO: TAX COMMITTEE NO. 24-90 PENSION COMMITTEE NO. 22-90 RE: NOTICE OF MEETINGS, THURSDAY, OCTOBER 16, 1990 __________________________________________________________ The Tax and Pension Committee meetings have been scheduled for Thursday, October 16, 1990 at 10:00 a.m...
- 1 - August 24, 1990 TO: MEMBERS - ONE PER COMPLEX NO. 36-90 RE: PFIC SURVEY __________________________________________________________ As you may know, the passive foreign investment company ("PFIC") rules were enacted in 1986 to limit the ability of U.S. taxpayers to defer U.S...
August 23, 1990 TO: SEC RULES COMMITTEE NO. 45-90 INTERNATIONAL FUNDS TASK FORCE NO. 19-90 RE: SEC PROPOSES AMENDMENTS TO RULE 6c-9 __________________________________________________________ The SEC has published for comment proposed amendments to Rule 6c-9 under the Investment...
August 23, 1990 TO: SMALL FUNDS MEMBERS NO. 2-90 RE: SMALL FUNDS CONFERENCE - OCTOBER 24-26, 1990 __________________________________________________________ You are cordially invited to attend the annual Small Funds conference which is scheduled for October 24-26, 1990 at the Marco...
August 23, 1990 TO: UNIT INVESTMENT TRUST COMMITTEE NO. 37-90 RE: DRAFT RESPONSE TO SEC REQUEST FOR COMMENTS ON UIT SECONDARY MARKET PROSPECTUS DELIVERY REQUIREMENT __________________________________________________________ As we previously informed you, in its recent concept release...
August 23, 1990 TO: INVESTMENT ADVISERS COMMITTEE NO. 27-90 RE: CALIFORNIA FAIR POLITICAL PRACTICES COMMISSION TO HOLD HEARING ON ADVISER DISCLOSURE REQUIREMENTS __________________________________________________________ As we previously informed you, the California Fair Political...
August 22, 1990 TO: PUBLIC INFORMATION COMMITTEE NO. 31-90 RE: PRINT MEDIA CONTACT LIST __________________________________________________________ Enclosed is the lasted update of our print media contact list. We will be sending you the updated TV-Radio contact list in the very near...
August 22, 1990 TO: TAX COMMITTEE NO. 23-90 RE: INSTITUTE URGES JOINT TAX COMMITTEE TO SUPPORT LEGISLATION ON PASSIVE FOREIGN INVESTMENT COMPANIES __________________________________________________________ Attached is the Institute's letter to the Joint Committee on Taxation urging...
August 22, 1990 TO: ACCOUNTING/TREASURERS COMMITTEE NO. 27-90 TRANSFER AGENT ADVISORY COMMITTEE NO. 30-90 OPERATIONS MEMBERS NO. 24-90 PENSION MEMBERS NO. 33-90 TAX MEMBERS NO. 33-90 UNIT INVESTMENT TRUST MEMBERS NO. 58-90 RE: IRS REQUIREMENTS FOR SUBSTITUTE FORMS 1099-B, 1099-DIV...
August 22, 1990 TO: INSTITUTIONAL FUNDS COMMITTEE NO. 4-90 RE: INSTITUTE SUBMITS LETTER TO SEC ON OCC "DOUBLE FEE" PROPOSAL __________________________________________________________ As you may recall, one of the items included in the Comptroller of the Currency's recent proposed...
August 21, 1990 TO: RESEARCH COMMITTEE NO. 21-90 RE: ERROR IN OCTOBER MEETING DATE @@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@ A previous memo gave you the wrong date for the October meeting. CORRECTION: RESEARCH COMMITTEE MEETING Tuesday, October 2, 1990 Vista...
August 21, 1990 TO: BOARD OF GOVERNORS NO. 60-90 RE: NOTICE OF MEETING - OCTOBER 3 & 4, 1990 __________________________________________________________ A meeting of the Board of Governors has been scheduled for Thursday, October 4, 1990 at 10:00 am. The meeting will be held at the...
August 20, 1990 TO: MEMBERS - ONE PER COMPLEX NO. 35-90 RE: WRITTEN CONSENT IN LIEU OF THE ANNUAL MEETING OF MEMBERS __________________________________________________________ The By-Laws of the Institute provide for an annual meeting of members to elect members of the Board of...
August 17, 1990 TO: PUBLIC INFORMATION COMMITTEE NO. 30-90 SHAREHOLDER COMMUNICATIONS COMMITTEE NO. 23-90 RE: MINUTES OF JULY 16, 1990 __________________________________________________________ The following minutes are forwarded for your review. Copies are being provided to...
August 17, 1990 TO: INVESTMENT ADVISER MEMBERS NO. 42-90 INVESTMENT ADVISER ASSOCIATE MEMBERS NO. 37-90 RE: INSTITUTE STATEMENT ON FINANCIAL PLANNER LEGISLATION __________________________________________________________ On March 30, 1990, Representative Boucher introduced legislation...
August 17, 1990 TO: INSTITUTIONAL FUNDS COMMITTEE NO. 3-90 RE: NOTICE OF MEETING - SEPTEMBER 19, 1990 __________________________________________________________ The Institutional Committee meeting has been scheduled for Wednesday, September 19, 1990 at 10:00 a.m. The meeting will be...
