[33069] January 27, 2021 TO: ESG Task Force EU ESG Disclosure Regulation Working Group RE: FOR YOUR REVIEW - Answer to ESG-Related Question in ESMA Consultation on Marketing Communication Guidelines - Respond by COB 2 February Attached for your review is a proposed answer to question...
[33067] January 26, 2021 TO: AML Compliance Working Group Chief Compliance Officer Committee Chief Risk Officer Committee Compliance Advisory Committee ETF (Exchange-Traded Funds) Committee ETF Advisory Committee Global Operations Advisory Committee ICI Global Investing Subcommittee...
[33066] January 26, 2021 TO: Closed-End Investment Company Committee RE: Save the Dates - 2021 Closed-End Investment Company Committee Meetings: April 27 (Virtual); November 8 (New York) Please note that we have scheduled the Spring and Fall 2021 meetings of the Closed-End Investment...
[33064] January 25, 2021 TO: EU ESG Disclosure Regulation Working Group RE: SFDR Workshop #5 - 11 February, 16:00 GMT/17:00 CET We will host our next workshop (#5) on 11 February, 16:00 GMT/17:00 CET . A calendar invite with the call information was sent to the members of this group...
[33065] January 25, 2021 TO: ESG Task Force EU ESG Disclosure Regulation Working Group EU Sustainable Finance Strategy Working Group Global Advocacy Coordination Advisory Committee Global Operations Advisory Committee ICI Global EU Capital Markets Union Task Force ICI Global Regulated...
[33060] January 25, 2021 TO: Sales and Marketing Committee RE: Registration Now Open: ICI's February 25, 2021 Sales and Marketing Committee Virtual Meeting ICI’s Sales and Marketing Committee will hold a two-part videoconferencing meeting via Zoom on Thursday, February 25. The first...
[33063] January 25, 2021 TO: SEC Rules Committee RE: Registration Now Open for February 24th Virtual Meeting of SEC Rules Committee On Wednesday, February 24th, from 1:00 pm-3:30 pm ET, ICI will hold a virtual meeting of the SEC Rules Committee. We are pleased to have as guest...
[33061] January 22, 2021 TO: Global Advocacy Coordination Advisory Committee RE: Meeting of the Global Advocacy Coordination Advisory Committee (10 Feb); Invitation to the Global Regulated Funds Committee Meeting (3 Feb) Next committee meeting announced – 10 February, 16:00 GMT/17:00...
[33062] January 22, 2021 TO: ICI Members Operations Committee Pension Committee Pension Operations Advisory Committee Transfer Agent Advisory Committee SUBJECTS: Pension Tax RE: IRS Posts Drafts of Form W-4P and New Form W-4R for 2022 Relating to Payments from Retirement Plans and...
[33059] January 21, 2021 TO: AML Compliance Working Group Chief Compliance Officer Committee Chief Risk Officer Committee Compliance Advisory Committee ETF (Exchange-Traded Funds) Committee ETF Advisory Committee Global Operations Advisory Committee ICI Global Investing Subcommittee...
[33056] January 21, 2021 TO: ICI Members Investment Company Directors SUBJECTS: Fund Governance RE: Action Requested: Register to Participate in ICI/IDC Directors Practices Study The Investment Company Institute and the Independent Directors Council invite your fund complex to...
[33058] January 20, 2021 TO: EU ESG Disclosure Regulation Working Group EU Sustainable Finance Strategy Working Group Global Operations Advisory Committee ICI Global EU Capital Markets Union Task Force ICI Global Regulated Funds Committee International Compliance Advisory Committee RE...
[33054] January 20, 2021 TO: Small Funds Committee RE: ICI Small Funds Committee "Shop Talk," Wednesday, February 24, 2021 1:00-2:00 p.m. ET The Investment Company Institute’s next Small Funds Committee “Shop Talk” will take place on February 24, 2021 from 1:00 - 2:00 p.m. ET. Meeting...
[33057] January 20, 2021 TO: ICI Members ICI Global Members LIBOR Transition Working Group SUBJECTS: Compliance Financial Stability Operations RE: LIBOR Update: ICI Submits Responses to the ICE Benchmark Administration and UK Financial Conduct Authority Consultations This week, ICI...
[33055] January 20, 2021 TO: ICI Members Equity Markets Advisory Committee SUBJECTS: Litigation & Enforcement Trading and Markets RE: ICI Files Amicus Brief Supporting the SEC's Order to Reform NMS Equity Data Plan Governance The Investment Company Institute (ICI) recently filed the...
[33052] January 19, 2021 TO: ICI Members ICI Global Members Global Operations Advisory Committee ICI Global Atlantic Chapter ICI Global EU Capital Markets Union Task Force ICI Global Regulated Funds Committee International Compliance Advisory Committee SUBJECTS: International/Global...
[33049] January 15, 2021 TO: ICI Global Investing Subcommittee ICI Global Regulated Funds Committee RE: Notice of Upcoming Meeting of the ICI Global Regulated Funds Committee and Preliminary Agenda: February 3, 2021 The next meeting of the ICI Global Regulated Funds Committee will be...
[33048] January 15, 2021 TO: ICI Global Members ESG Task Force ICI Global Regulated Funds Committee ICI Global Regulated Funds Committee - Asia SUBJECTS: ESG International/Global RE: Asia ESG: ICI Global Submits Response to HK SFC Consultation on Climate Risk Requirements for Asset...
[33046] January 15, 2021 TO: Disclosure Working Group RE: February 1 Call: Focus on ESG, New Administration Priorities and other Member-Provided Agenda Items We will be having our next working group call on Monday, February 1 at 3:00 pm. We will be updating the calendar invitation...
[33047] January 15, 2021 TO: ICI Global Members ESG Task Force EU Sustainable Finance Strategy Working Group ICI Global Regulated Funds Committee SUBJECTS: ESG International/Global MiFID, EMIR, AIFMD, UCITS V RE: EU ESG: ESMA Requests Clarification from Commission on SFDR...
[33044] January 14, 2021 TO: ESG Advisory Group ESG Task Force ICI Global Regulated Funds Committee SEC Rules Committee RE: Draft ICI Letter on TCFD Forward-Looking Financial Sector Metrics Consultation Attached for your review is a draft response to the Task Force on Climate-related...
[33045] January 14, 2021 TO: AML Compliance Working Group Chief Compliance Officer Committee Chief Risk Officer Committee Compliance Advisory Committee ETF (Exchange-Traded Funds) Committee ETF Advisory Committee Global Operations Advisory Committee ICI Global Investing Subcommittee...
[33042] January 14, 2021 TO: ICI Global Tax Committee Management Company Tax Subcommittee Tax Committee RE: Agenda and Registration for January 21 Tax Committee Call The agenda for the January 21 Tax Committee call (11:00 a.m. ET) is attached. You can register for the call here...
[33043] January 14, 2021 TO: ICI Members Bank, Trust and Retirement Advisory Committee Pension Committee Pension Operations Advisory Committee TAAC Abandoned Property Task Force Transfer Agent Advisory Committee SUBJECTS: Abandoned Property and Escheatment Pension RE: DOL Issues New...
