[33165] March 8, 2021 TO: ICI Members ICI Global Members Accounting/Treasurers Committee ESG Advisory Group ESG Task Force ICI Global Regulated Funds Committee ICI Global Regulated Funds Committee - Asia SEC Rules Committee SUBJECTS: Disclosure ESG International/Global RE: IFRS...
[33161] March 5, 2021 TO: ICI Members ICI Global Members Derivatives Markets Advisory Committee ICI Global Regulated Funds Committee LIBOR Transition Working Group SUBJECTS: Compliance Derivatives Financial Stability Operations RE: LIBOR Update: UK Financial Conduct Authority Formally...
[33155] March 4, 2021 TO: ICI Members Pension Committee Pension Operations Advisory Committee SUBJECTS: Pension RE: DOL Issues Guidance on Maximum Duration of COVID-19 Relief for Employee Benefit Plans The Department of Labor (DOL) recently issued EBSA Disaster Relief Notice 2021-01...
[33158] March 4, 2021 TO: ICI Members Investment Company Directors ICI Global Members Chief Compliance Officer Committee Internal Audit Committee International Internal Audit Advisory Committee SEC Rules Committee Transfer Agent Advisory Committee SUBJECTS: Anti-Money Laundering...
[33157] March 4, 2021 TO: ICI Global Tax Committee Management Company Tax Subcommittee Tax Committee RE: Registration for March 18 Tax Committee Call The next monthly Tax Committee call will be held on Thursday, March 18, at 11:00 a.m. ET. You can register for the call here . We will...
[33160] March 4, 2021 TO: ESG Task Force ICI Global Regulated Funds Committee ICI Global Regulated Funds Committee - Asia RE: FOR REVIEW: ICI Draft Response to Singapore Taxonomy Proposal (Similar to EU Taxonomy) Attached for your review is our draft response to a consultation from...
[33159] March 4, 2021 TO: ICI Global Members SUBJECTS: International/Global MiFID, EMIR, AIFMD, UCITS V RE: ESMA Issues Working Paper on the Impact of the MiFID II Research Unbundling Provisions on SMEs The European Securities and Markets Authority (ESMA) recently released a working...
[33151] March 3, 2021 TO: ICI Members Investment Company Directors Accounting/Treasurers Committee Security Valuation Operations Committee SUBJECTS: Audit and Attest Audit Committees Fund Accounting & Financial Reporting RE: SEC FAQ on Rescission of Auditing Guidance in ASR 118 The...
[33148] March 3, 2021 TO: Internal Sales Managers Roundtable RE: Registration Now Open: April 6, 2021 Virtual Internal Sales Managers Roundtable Meeting ICI’s Internal Sales Managers Roundtable will meet via Zoom on Tuesday, April 6, from 3:00 to 4:30 p.m. ET. Online registration for...
[33152] March 3, 2021 TO: ICI Members Management Company Tax Subcommittee Tax Committee SUBJECTS: Fund Accounting & Financial Reporting Privacy Tax RE: ICI Submits Letter on IRS Form SS-4 Responsible Party Requirements The Investment Company Institute submitted the attached letter...
[33150] March 3, 2021 TO: ICI Members Pension Committee Pension Operations Advisory Committee SUBJECTS: Pension RE: Virginia General Assembly Approves Legislation to Create State-Run Auto-IRA for Private-Sector Workers; ICI Sends Letter Detailing Risks Late last week, the Virginia...
[33149] March 3, 2021 TO: Tax Committee RE: Draft Letter Requesting Additional Guidance on EU Reclaims -- Comments Requested Attached is a draft letter to the Treasury Department and the Internal Revenue Service (IRS) requesting additional guidance addressing reclaim amounts received...
[33145] March 2, 2021 TO: ICI Global Regulated Funds Committee LIBOR Transition Working Group RE: LIBOR Update: Draft Response to HM Treasury Consultation on Safe Harbour for Tough Legacy Legislation; Member Feedback Requested by March 10 The UK HM Treasury recently issued a...
[33143] March 2, 2021 TO: ICI Members Investment Company Directors Chief Compliance Officer Committee Disclosure Working Group ESG Advisory Group ESG Task Force ICI Global Regulated Funds Committee SEC Rules Committee SUBJECTS: Disclosure ESG RE: SEC Investor Bulletin on ESG Funds On...
[33146] March 2, 2021 TO: ICI Members Fixed-Income Advisory Committee SEC Rules Committee SUBJECTS: Fixed Income Securities Trading and Markets RE: ICI Files Comment Letter to SEC on Government Securities ATS Proposed Rule and Electronic Corporate Bond and Municipal Securities Markets...
[33147] March 2, 2021 TO: ICI Members ICI Global Members SUBJECTS: COVID-19 Cybersecurity Derivatives Disclosure Distribution ESG Exchange-Traded Funds (ETFs) Financial Stability International/Global Money Market Funds Technology & Business Continuity Valuation RE: IOSCO Releases Work...
[33139] March 1, 2021 TO: ICI Global Members ESG Task Force EU ESG Disclosure Regulation Working Group ICI Global Regulated Funds Committee SUBJECTS: ESG International/Global MiFID, EMIR, AIFMD, UCITS V RE: EU ESG: European Supervisory Authorities Publish Joint Supervisory Statement...
[33140] March 1, 2021 TO: ICI Members Derivatives Markets Advisory Committee SUBJECTS: Derivatives ESG Investment Advisers Trading and Markets RE: February Meeting of CFTC's Market Risk Advisory Committee Meeting-Subcommittee Recommendations On Tuesday, February 23, the Commodity...
[33141] March 1, 2021 TO: ICI Global Members SUBJECTS: International/Global MiFID, EMIR, AIFMD, UCITS V RE: MiFID "Quick Fix" Published in the EU's Official Journal On 26 February 2021, the MiFID “Quick Fix” was published in the European Union’s official journal (OJ). [1] The quick...
[33134] February 26, 2021 TO: ICI Members ICI Global Members ESG Advisory Group ESG Task Force ICI Global Regulated Funds Committee SUBJECTS: ESG International/Global RE: ICI Submits Response to IOSCO Questionnaire on ESG Ratings and Data Providers ICI submitted the attached response...
[33135] February 26, 2021 TO: Global Advocacy Coordination Advisory Committee RE: Meeting Notice for the Global Advocacy Coordination Advisory Committee - 25 March, 16:00 GMT/17:00 CET; Feedback Requested on Engagement Workstreams The next committee meeting will take place on 25 March...
[33132] February 25, 2021 TO: Global Advocacy Coordination Advisory Committee ICI Global Regulated Funds Committee RE: Call Invitation - EU Digital Regulation: Mapping the Developments and Application to Asset Managers and Funds To follow up on member requests, we are pleased to...
[33131] February 25, 2021 TO: ICI Members ESG Advisory Group ESG Task Force SUBJECTS: ESG RE: ESG Update: SEC Acting Chair Lee Statement and IOSCO Report On February 24, Acting Chair Allison Herren Lee issued a public statement directing the Division of Corporation Finance to enhance...
[33128] February 24, 2021 TO: Diversity and Inclusion Committee RE: Registration Now Open for ICI's March 25, 2021 Diversity and Inclusion Committee Meeting ICI’s Diversity and Inclusion Committee will have a video conference meeting via Zoom on Thursday, March 25, 2021, from 2:00–3...
