Securities and Exchange Commission Content

March 25, 2024—Set against the backdrop of continued regulatory and legislative uncertainty, the 2024 Investment Management Conference (IMC) offered compliance professionals and other industry leaders the insights they need to navigate the ever-changing set of rules that govern asset...

ICI President and CEO Eric J.Pan addresses the ICI 2024 Investment Management Conference at Palm Desert, California.

March 6, 2024—ICI CEO and President Eric Pan released the following statement regarding the Securities and Exchange Commission’s (SEC) vote to finalize rules on public company climate risk disclosure rules.

March 5, 2024—Custodians play a vital role in financial markets, reinforcing trust and serving investors by safeguarding assets. Existing practices in the custody business are longstanding and function exceptionally well.

February 29, 2024—ICI President and CEO Eric Pan released the following statement after Senators John Hickenlooper (D-CO) and Tom Tillis (R-NC) introduced the Improving Disclosure for Investors Act of 2024, to mirror the existing bipartisan House bill, HR 1807.