Securities and Exchange Commission Content

December 4, 2024—ICI President and CEO Eric J. Pan released the following statement in response to President-elect Trump’s nomination of Paul Atkins as Chair of the Securities and Exchange Commission.

November 21, 2024—ICI submitted a joint comment letter to SEC Chair Gensler requesting an Extension of Rule 15c2-11 Compliance Relief for Fixed Income Securities.

October 31, 2024—ICI submitted a letter to the Securities and Exchange Commission regarding the order instituting proceedings to provide further information in support of the New York Stock Exchange’s proposed amendments to Section 302.00 of the NYSE Listed Company Manual that would...

November 15, 2024—Just as publicly traded companies do, mutual funds, ETFs, and closed-end funds periodically submit items to their shareholders for approval, including director nominations and other policy and governance matters. Shareholders typically vote by proxy, rather than in...

October 22, 2024—ICI submitted a comment letter to nine federal agencies, including the Securities and Exchange Commission, on their proposal to jointly establish data standards for collections of information reported to the Agencies under the Financial Data Transparency Act of 2022.

September 18, 2024—ICI President and CEO Eric Pan released a statement regarding the SEC’s vote to adopt rules regarding Regulation NMS.

September 11, 2024—ICI submitted a letter in response to the SEC's proposed technical changes to the access and management of the EDGAR system.

August 28, 2024—ICI President and CEO Eric Pan released a statement regarding the Securities and Exchange Commission’s vote to adopt changes to Form N-PORT reporting requirements and liquidity risk management program guidance.