Securities and Exchange Commission Content

ICI Welcomes SEC Amendments to Address Cybersecurity Concerns and Protect Sensitive Data in Form N-PORT Filings Washington, DC; February 28, 2019—Investment Company Institute (ICI) President and CEO Paul Schott Stevens issued the following statement after the US Securities and...

ICI Strongly Supports Proposed SEC ETF Rule New Regulations Will Promote Consistency, Transparency, and Efficiency in the Marketplace and Strengthen Investor Protections Washington, DC; September 24, 2018—The Investment Company Institute (ICI) offered strong support for a rule...

ICI Welcomes Senate Confirmation of SEC Commissioner Elad Roisman Washington, DC; September 5, 2018— ICI President and CEO Paul Schott Stevens today issued the following statement after the US Senate confirmed Elad L. Roisman as a member of the Securities and Exchange Commission (SEC)...

ICI Applauds SEC Action to Amend Liquidity Disclosures and Propose a New Rule for Exchange-Traded Funds Washington, DC; June 28, 2018— Investment Company Institute (ICI) President and CEO Paul Schott Stevens issued the following statement on action taken today by the Securities and...

Focus on Funds US Fund Regulators Set Their 2018 Agenda At ICI’s recent General Membership Meeting (GMM), US Securities and Exchange Commissioner Michael Piwowar outlined the SEC’s top regulatory concerns affecting funds. In the June 8, 2018, edition of Focus on Funds, ICI General...

Rule 30e-3 Will Produce Substantial Cost Savings for Shareholders Washington, DC, June 5, 2018—Yesterday, the US Securities and Exchange Commission (SEC) voted to approve rule 30e-3, which will modernize fund shareholder report delivery and benefit 100 million US fund shareholders...

Independent Directors Council Applauds SEC Approval of Online Delivery for Fund Shareholder Reports Washington, DC, June 5, 2018— Independent Directors Council (IDC) Managing Director Amy Lancellotta today issued the following statement after the Securities and Exchange Commission...

ICI Supports SEC’s Fund Liquidity Disclosure Proposal Institute Agrees That Narrative in Shareholder Reports Will Promote Public Understanding of Funds’ Liquidity Risks Washington, DC, May 18, 2018—The Investment Company Institute (ICI) today strongly endorsed a proposal by the...

ICI Welcomes SEC Action on Standards of Conduct for Financial Intermediaries Washington, DC, April 18, 2018— Investment Company Institute President and CEO Paul Schott Stevens issued the following statement today on action by the US Securities and Exchange Commission (SEC) to consider...

Investor Protection Priorities for the New Year Remarks Before the Investor Advisory Committee of the US Securities and Exchange Commission David W. Blass General Counsel Investment Company Institute December 8, 2016 Washington, DC As prepared for delivery. Good morning, and thank you...