Securities and Exchange Commission Content

ICI President and CEO Eric J. Pan issued the following statement today on the appointment of William Birdthistle as the next Director of the Division of Investment Management of the US Securities and Exchange Commission (SEC).

ICI President and CEO Eric J. Pan issued the following statement after the US Senate voted to confirm Rostin Behnam as the Chair of the Commodity Futures Trading Commission (CFTC).

ICI Associate General Counsel Jane Heinrichs issued the following statement in response to proposed money market reforms by the Securities and Exchange Commission (SEC).

ICI filed a comment letter with the Securities and Exchange Commission (SEC) December 14, 2021 saying that the agency needs to modify some of its changes to Form N-PX to achieve the goal of making funds’ proxy voting information more user-friendly.

A new report shows how ICI is shining a spotlight on the problems with the OBO/NOBO system—and how the SEC can fix it.

ICI, SIFMA, and the DTCC are continuing their efforts to advocate for shortening the securities settlement cycle to T+1.

Closed-end funds provide retail investors with many benefits but have recently come up against some tough challenges. Congress should now come together to pass the Increasing Investor Opportunities Act and help closed-end funds overcome these challenges before them, for the benefit of...