Securities and Exchange Commission Content

ICI: SEC’s Fair Value Proposal Improves and Modernizes Current Regulatory Framework Modifications Needed to Reflect Funds’ Practices Washington, DC; July 16, 2020—The proposed fair value rule from the Securities and Exchange Commission (SEC) replaces a patchwork of guidance and...

ICI Applauds SEC’s New Derivatives Rule and Recommends Additional Clarifications to Improve Its Effectiveness Washington, DC; April 20, 2020—The Investment Company Institute (ICI) strongly supports the new rule proposal from the Securities and Exchange Commission (SEC) governing funds...

Welcoming Remarks 2019 ICI Securities Law Developments Conference Susan Olson General Counsel Investment Company Institute Washington, DC December 3, 2019 As prepared for delivery. Hello and good morning! I’m so happy you could join us here at ICI’s 2019 Securities Law Developments...

ICI Applauds Creation of SEC Asset Management Advisory Committee Washington, DC; October 9, 2019—Investment Company Institute (ICI) President and CEO Paul Schott Stevens issued the following statement in response to the announcement of the Securities and Exchange Commission (SEC)...

ICI Praises the SEC for Modernizing and Streamlining ETF Regulatory Framework Washington, DC; September 26, 2019— Investment Company Institute (ICI) President and CEO Paul Schott Stevens issued the following statement after the Securities and Exchange Commission (SEC) adopted a new...

ICI Welcomes Senate Confirmation of Allison Lee as SEC Commissioner Washington, DC; June 20, 2019— Investment Company Institute (ICI) President and CEO Paul Schott Stevens issued the following statement after the US Senate today confirmed Allison Lee to serve as a commissioner of the...

ICI Calls on SEC to Improve Proxy System for Funds and Their Investors Current System Is Costly, Inefficient, and Failing to Serve Fund Shareholders Washington, DC; June 11, 2019—The fund proxy system, which funds use to solicit votes from shareholders, poses significant challenges...

ICI Welcomes SEC’s Adoption of Regulation Best Interest Washington, DC; June 5, 2019— Investment Company Institute President and CEO Paul Schott Stevens issued the following statement today on the vote by the US Securities and Exchange Commission (SEC) to adopt rules for financial...

Redemption Restrictions in the SEC’s Proposed Fund of Funds Rule Would Harm Retirement Savers ICI Provides Recommendations to Streamline Regulatory Framework While Avoiding Disruption for Investors Washington, DC; May 1, 2019—A Securities and Exchange Commission (SEC) rule proposal...

ICI Supports SEC’s Examination of Proxy Issues Proxy System Can Be Improved to Better Serve All Market Participants Washington, DC; March 15, 2019—The proxy system is vital to US capital markets and should be modernized, says the Investment Company Institute (ICI) in a comment letter...