Investment Advisers Content

ICI Comments on Point of Sale Disclosure Washington, DC, April 5, 2005 - The Investment Company Institute has filed a  comment letter with the SEC on  reproposed point of sale disclosure about the costs and potential conflicts of interest associated with the sale of mutual fund shares...

October 20, 2004 Mr. Jonathan G. Katz Secretary U.S. Securities and Exchange Commission 450 Fifth Street, NW Washington, DC 20549-0609 Re: Disposal of Consumer Report Information; File No. S7-33-04____________________ Dear Mr. Katz: The Investment Company Institute1 appreciates the...

September 22, 2004 Mr. Jonathan G. Katz Secretary U.S. Securities and Exchange Commission 450 Fifth Street, NW Washington, DC 20549-0609 Re: Certain Broker-Dealers Deemed Not to Be Investment Advisers; File No. S7-25-99 Dear Mr. Katz: The Investment Company Institute1 appreciates the...

September 15, 2004 Mr. Jonathan G. Katz Secretary Securities and Exchange Commission 450 Fifth Street, N.W. Washington, D.C. 20549-0609 Re: Registration under the Investment Advisers Act of Certain Hedge Fund Advisers (File No. S7-30-04) Dear Mr. Katz: The Investment Company...

ICI Expresses Support for Registration of Hedge Fund Advisers “Commission’s proposal is the right approach at the right time” Washington, DC, September 15, 2004 - The Investment Company Institute today said that the public interest will be advanced by the SEC requiring hedge fund...

August 13, 2004 Mr. Jonathan G. Katz Secretary U.S. Securities and Exchange Commission 450 Fifth Street, NW Washington, DC 20549-0609 Re: Limitations on Affiliate Marketing Proposed Reg. S-AM; File No. S7-29-04 Dear Mr. Katz: The Investment Company Institute1 appreciates the...

March 15, 2004 Mr. Jonathan G. Katz Secretary Securities and Exchange Commission 450 Fifth Street, N.W. Washington, D.C. 20549-0506 Re: Investment Adviser Codes of Ethics (File No. S7-04-04) Dear Mr. Katz: The Investment Company Institute1 appreciates the opportunity to express its...

 ICI Supports SEC Proposal on Codes of Ethics for Investment Advisers Letter Continues ICI Call for Reforms that Will Benefit Investors Washington, DC, March 15, 2004 - The Institute today submitted its comments on an SEC proposal to bolster investment adviser codes of ethics. The SEC...

December 16, 2003 The Honorable William H. Donaldson Chairman U.S. Securities and Exchange Commission 450 Fifth Street, N.W. Washington, D.C. 20549 Dear Chairman Donaldson: The Investment Company Institute 1 is writing to urge the Commission to issue interpretive guidance and to adopt...

December 3, 2003 Mr. Jonathan G. Katz Secretary U.S. Securities and Exchange Commission 450 Fifth Street, N.W. Washington, D.C. 20549 Re: Fund of Funds Investments (File No. S7-18-03) Dear Mr. Katz: The Investment Company Institute1 is pleased to provide comments on the Securities and...