Investment Advisers Content

Roundtable on Investment Adviser Regulatory Issues Technology and Investment Adviser Regulation Investment Advisory Services in the Internet Age—Ensuring Investor Protection Investment Company Institute May 23, 2000 Introduction and Summary Do Advances in Technology Suggest a Need to...

ICI Statement for House Hearing on the Department of Labor's Fiduciary Rule (pdf)

ppr_18_summary_shareholder.pdf

ICI Applauds Introduction of the “Expanding Investment Opportunities Act” Legislation Would Help Closed-End Funds Better Realize Their Potential to Fund the US Economy Washington, DC, November 8, 2017— Investment Company Institute (ICI) President and CEO Paul Schott Stevens issued the...

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Labor Ought to Execute the President’s Policy (As published in The Wall Street Journal, April 25, 2017) Regrettably, the Department of Labor’s fiduciary rule-making has always been driven more by politics than impartial scrutiny of the investment-advice marketplace (“ Labor Department...