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Investment Advisers Committee

The Investment Advisers Committee addresses regulatory and compliance matters affecting investment advisers
Legislative issues concerning federally registered investment advisers and their representatives.
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Ellen Griswald
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Section 3 Title Goes Here Thsi proposal would fundamentally alter the management, operation, and pricing of mutual funds, as well as how investors purchase and sell their shares. Among other things, the proposal requires mutual funds to adopt mandatory swing pricing and impose a “hard...

July 9, 2025
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Lorem ipsum dolor sit amet, consectetur scing elit. Aliquam laoreet feugiat magna quis egestas...

Ellen Griswald
Company Name

Section 3 Title Goes Here Thsi proposal would fundamentally alter the management, operation, and pricing of mutual funds, as well as how investors purchase and sell their shares. Among other things, the proposal requires mutual funds to adopt mandatory swing pricing and impose a “hard...

May 12, 2025
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Memo#
36037

ICI Files Letter in Support of Co-Investment Reform

[36037] March 04, 2025 TO: ICI Members Alternative Closed-End Fund Working Group Closed-End Investment Company Committee Co-Investment Working Group SUBJECTS: Alternative Investments Closed-End Funds Exchange-Traded Funds (ETFs) Fixed Income Securities Investment Advisers RE: ICI...
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Memo#
36032

SEC Extends Compliance Dates for Treasury Clearing Rule

On February 25, 2025, the Securities and Exchange Commission extended certain compliance dates under the Treasury Clearing Rule. Specifically, the compliance date for the requirement to clear eligible cash market transactions was extended from December 31, 2025, to December 31, 2026...