Investment Advisers Committee
The Investment Advisers Committee addresses regulatory and compliance matters affecting investment advisers
Legislative issues concerning federally registered investment advisers and their representatives.
Legislative issues concerning federally registered investment advisers and their representatives.
Committee Meetings
The Investment Advisers Committee currently does not hold any meetings but may hold meetings and/or conference calls as issues arise.
Membership Information
Each member firm may have up to three representatives on the Investment Advisers Committee.
Committee Members
Colleague Access
Colleague Access gives committee representatives the ability to designate co-workers (i.e., non‑committee members) to view committee memos and materials online, receive notification of memos addressed to the committee via ICI Digest and participate in committee calls and meetings.
As committees may deal with confidential policy topics involving draft comment letters and conference calls, ICI limits the number of colleagues per firm who can be designated for Colleague Access. Only committee representatives (not alternates or substitutes) can activate Colleague Access, and colleagues must be employed by the committee member’s firm.
Investment Advisers Committee representatives may designate a total of five individuals for Colleague Access.