Investment Advisers Content

July 21, 2015 By U.S. Mail and Email: executivesecretariat@dol.gov, e-ORI@dol.gov, e-OED@dol.gov The Honorable Thomas E. Perez Secretary United States Department of Labor 200 Constitution Avenue, N.W. Washington, DC 20210 Re: Proposed Fiduciary Rulemaking Dear Secretary Perez: On...

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By Electronic Delivery June 4, 2015 Hon. William Wilkins Chief Counsel Internal Revenue Service 1111 Constitution Avenue, NW Washington, DC 20224 RE: Money Market Fund Reform – Adviser Contributions Dear Mr. Wilkins: The Investment Company Institute,1 on behalf of its members, seeks...

Via http://www.regulations.gov April 21, 2015 Employee Benefits Security Administration U.S. Department of Labor 200 Constitution Avenue, NW Washington, DC 20210 Re: Comment Period for Conflict of Interest Rule and Related Exemptions Ladies and Gentlemen: The American Bankers...

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July 29, 2013 Elizabeth M. Murphy, Secretary U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549-1090 Re: FINRA Consolidated Supervision Rules; File No. SR-2013-025 Dear Ms. Murphy: The Investment Company Institute (“ICI”)1 appreciates the opportunity to...

July 3, 2013 Ms. Elizabeth M. Murphy Secretary Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: Duties of Brokers, Dealers, and Investment Advisers (File No. 4-606) Dear Ms. Murphy: The Investment Company Institute1 appreciates the opportunity to comment on...

May 14, 2012 Mr. David A. Stawick Secretary Commodity Futures Trading Commission Three Lafayette Centre 1155 21st Street, NW Washington, DC 20581 Re: Procedures to Establish Appropriate Minimum Block Sizes for Large Notional Off-Facility Swaps and Block Trades (RIN 3038-AD08) Dear Mr...