Trading and Markets (US) Content

Nation’s Largest Annual Meeting of Mutual Fund Leaders Scheduled for May 2004 in Washington, DC Washington, DC, April 1, 2004 - The Investment Company Institute’s General Membership Meeting (GMM), the nation’s largest annual gathering of mutual fund leaders, will take place May 18...

January 5, 2004 Mr. Jonathan G. Katz Secretary U.S. Securities and Exchange Commission 450 Fifth Street, N.W. Washington, D.C. 20549-0609 Re: Short Sales (File No. S7-23-03) Dear Mr. Katz: The Investment Company Institute1 appreciates the opportunity to comment on the Securities and...

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ICI Urges Specific Changes to Combat Trading Abuses Measures Cover Late Trading, Abusive Market Timing, Ethics Codes, Other Matters Washington, DC, November 3, 2003 -The Investment Company Institute today identified to Congress a series of reform initiatives to combat trading abuses...

August 8, 2003 Chairman William Thomas Committee on Ways and Means United States House of Representatives 1102 Longworth House Office Building Washington, DC 20515-6348 Dear Chairman Thomas: The Investment Company Institute (the “Institute”) is pleased to support H.R. 2896, the...

July 28, 2003 Mr. Jonathan G. Katz Secretary Securities and Exchange Commission 450 Fifth Street, N.W. Washington, DC 20549-0609 Re: Concept Release Regarding Rating Agencies and the Use of Credit Ratings under the Federal Securities Laws (File No. S7-12-03) Dear Mr. Katz: The...

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Statement of the Investment Company Institute Securities and Exchange Commission Roundtable on Hedge Funds April 30, 2003 The Investment Company Institute 1 commends the Securities and Exchange Commission for its initiative in scheduling the May 14-15 roundtable regarding hedge funds...