Trading and Markets (US) Content

January 31, 2005 Mr. Jonathan G. Katz Secretary Securities and Exchange Commission 450 Fifth Street, N.W. Washington, D.C. 20549-0609 Re: Securities Offering Reform (File No. S7-38-04) Dear Mr. Katz: The Investment Company Institute 1 appreciates the opportunity to comment on the...

January 26, 2005 Mr. Jonathan G. Katz Secretary Securities and Exchange Commission 450 Fifth Street, N.W. Washington, DC 20549-0609 Re: Regulation NMS (File No. S7-10-04) Dear Mr. Katz: The Investment Company Institute1 appreciates the opportunity to comment on the Securities and...

January 26, 2005 Mr. Jonathan G. Katz Secretary Securities and Exchange Commission 450 Fifth Street, N.W. Washington, DC 20549-0609 Re: Regulation NMS (File No. S7-10-04) Dear Mr. Katz: The Investment Company Institute 1 appreciates the opportunity to comment on the Securities and...

Statement of Investment Company Institute President Paul Schott Stevens on Reproposal of SEC Regulation NMS Washington, DC, December 15, 2004 - The Investment Company Institute today issued the following statement from ICI President Paul Schott Stevens on the Securities and Exchange...

June 30, 2004 Mr. Jonathan G. Katz Secretary Securities and Exchange Commission 450 Fifth Street, N.W. Washington, DC 20549-0609 Re: Regulation NMS (File No. S7-10-04) Dear Mr. Katz: The Investment Company Institute 1 appreciates the opportunity to comment on the Securities and...

June 16, 2004 Mr. Jonathan G. Katz Secretary U.S. Securities and Exchange Commission 450 Fifth Street, N.W. Washington, D.C. 20549-0609 Re: Securities Transactions Settlement (File No. S7-13-04) Dear Mr. Katz: The Investment Company Institute (“Institute”) 1 appreciates the...

June 4, 2004 Mr. Jonathan G. Katz Secretary Securities and Exchange Commission 450 Fifth Street, N.W. Washington, D.C. 20549-0609 Re: Proposed Rule Changes Of Self-Regulatory Organizations (File No. S7-18-04) Dear Mr. Katz: The Investment Company Institute 1 appreciates the...

May 24, 2004 Mr. Jonathan G. Katz Secretary Securities and Exchange Commission 450 Fifth Street, N.W. Washington, DC 20549-0609 Re: Rulemaking for EDGAR System (File No. S7-16-04) Dear Mr. Katz: The Investment Company Institute1 appreciates the opportunity to express its views on...

ICI Encourages SEC to Modernize Nation’s Equity Markets Increased Efficiencies Will Benefit Fund Shareholders Washington, April 21, 2004 – John Wheeler, Vice President and Director of U.S. Equity Trading at the American Century Funds, testified on behalf of the Investment Company...

April 8, 2004 Mr. Jonathan G. Katz Secretary Securities and Exchange Commission 450 Fifth Street, N.W. Washington, D.C. 20549-0609 Re: Automatic Execution of Institutional XPress Orders (SR-NYSE-2003-42) Dear Mr. Katz: The Investment Company Institute 1 appreciates the opportunity to...