Trading and Markets (US) Content

ICI Endorses Broader Shareholder Access to Proxy Changes Will Benefit Long-Term, Committed Investors, Mutual Fund Group Says Washington, DC, September 27, 2007 -  Mutual funds and their shareholders can benefit from a Securities and Exchange Commission proposal to grant long-term...

ICI Welcomes SEC Chairman Cox’s Call for Congressional Review of Soft Dollars Washington, DC, May 31, 2007 - Investment Company Institute President Paul Schott Stevens today issued the following statement in response to SEC Chairman Christopher Cox’s letter to Senate Banking Committee...

ICI DRAFT - 3/30/2007 March 30, 2007 Ms. Nancy M. Morris Secretary U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549-9303 Re: Universal Internet Availability of Proxy Materials File No. S7-03-07 Dear Ms. Morris: The Investment Company Institute1...

ICI President’s Remarks at the Mutual Funds and Investment Management Conference When You Come to a Fork in the Road, Take It: Improving Financial Regulation in America Paul Schott Stevens President and CEO, Investment Company Institute March 26, 2007 Palm Desert, California Thank you...

March 12, 2007 Nancy M. Morris Secretary U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549-1090 Re: Oversight of Credit Rating Agencies Registered as Nationally Recognized Statistical Rating Organizations (File No. S7-04-07) Dear Ms. Morris: The...

ppr_07_oea_study.pdf

Investment Company Institute Endorses NASD/NYSE Regulation Consolidation Proposal Would Streamline Oversight, Benefit Investors Washington, DC, December 15, 2006 - The Investment Company Institute today endorsed the proposed consolidation of the member regulatory functions of NASD and...

2006 Securities Law Developments Conference Finding the Right Balance for Mutual Fund Regulation By Paul Schott Stevens President, Investment Company Institute December 4, 2006 Washington, DC ( A version of this speech was delivered as the keynote address at the American Law Institute...

November 20, 2006 Professor Hal S. Scott Director Committee on Capital Markets Regulation 125 Mt. Auburn Street 3rd Floor Cambridge, MA 02138 Dear Professor Scott: The Investment Company Institute, the national association of U.S. mutual funds and other investment companies, commends...

/31/200610/31/200610/31/2006 October 26, 2006 Ms. Nancy M. Morris Secretary Securities and Exchange Commission 100 F Street, NE Washington, DC 20549-1090 Electronic Filing of Transfer Agent Forms – File Number S7-14-06 Dear Ms. Morris: The Investment Company Institute (“the Institute”...