Trading and Markets (International) Content

Assessing the Impact of Global Regulatory Reform—Are We Best Serving the Markets and Investors? Ari Burstein Senior Counsel, Investment Company Institute and ICI Global November 8, 2012 TradeTech Asia Singapore As prepared for delivery. Thank you, Larry, for that introduction. It is...

October 11, 2012 International Organization of Securities Commissions c/o Teresa Rodriguez Arias Calle Oquendo 12 28006 Madrid, Spain Re: Public Comment on Technological Challenges to Effective Market Surveillance Dear Sir or Madam: The Investment Company Institute (“ICI”) and ICI...

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September 27, 2012 Via Electronic Mail (baselcommittee@bis.org and wgmr@iosco.org) Wayne Byres Secretary General Basel Committee on Banking Supervision Bank of International Settlements Centralbahnplatz2 CH-4002 Basel Switzerland David Wright Secretary General International...

September 27, 2012 Mr. Steven Maijoor, Chair European Securities and Markets Authority 103 Rue de Grenelle 75007 Paris France Re: ESMA’s Consultation Paper on Guidelines on Sound Remuneration Policies under the AIFMD Dear Mr. Maijoor, The Investment Company Institute (“ICI”)1 and ICI...

By Electronic Delivery 26 September 2012 Mrs. Charlotte Chevalier Sous-directrice de la fiscalité des personnes Direction de la Législation Fiscale Bâtiment Vauban 139, rue de Bercy Télédoc 549 75572 Paris Cedex 12 RE: French Trust Reporting Rules Should Not Apply to U.S. CIVs...

September 24, 2012 The Securities and Futures Commission 8/F Chater House 8 Connaught Road Central Hong Kong Re: Consultation Paper on the Regulation of Electronic Trading Dear Sir or Madam: The Investment Company Institute (“ICI”) and ICI Global strongly support the Securities and...

September 13, 2012 Mr. David A. Stawick Secretary Commodity Futures Trading Commission Three Lafayette Centre 1155 21st Street, NW Washington, DC 20581 Re: Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants (RIN 3038-AC97) Dear Mr. Stawick: The...

September 7, 2012 The Wheatley Review HM Treasury 1 Horse Guards Road London SW1A 2HQ U.K. Re: The Wheatley Review of LIBOR Dear Sir or Madam: The Investment Company Institute1 (“ICI”) and ICI Global2 appreciate the opportunity to comment on the initial discussion paper on the London...

August 23, 2012 Mr. David A. Stawick Secretary Commodity Futures Trading Commission Three Lafayette Centre 1155 21st Street, NW Washington, DC 20581 Re: Cross-Border Application of Certain Swaps Provisions of the Commodity Exchange Act (RIN 3038-AD57) Dear Mr. Stawick: The Investment...