Trading and Markets (International) Content

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July 5, 2013 Ms. Melissa Jurgens Secretary Commodity Futures Trading Commission Three Lafayette Centre 1155 21st Street, NW Washington, DC 20581 Re: Draft Final Guidance regarding Compliance with Certain Swap Regulations (RIN 3038–AD85) Dear Ms. Jurgens: The Investment Company...

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March 14, 2013 Via Electronic Mail (baselcommittee@bis.org and wgmr@iosco.org) Wayne Byres Secretary General Basel Committee on Banking Supervision Bank of International Settlements Centralbahnplatz2 CH-4002 Basel Switzerland David Wright Secretary General International Organization...

February 14, 2013 Ms. Sui Hui Lim Capital Markets Policy Division Capital Markets Department Monetary Authority of Singapore 10 Shenton Way MAS Building Singapore 079117 Re: Consultation Paper on Draft Regulations Pursuant to the Securities and Futures Act for Trade Repositories and...

February 11, 2013 Mr. Alp Eroglu International Organization of Securities Commissions (IOSCO) Calle Oquendo 12 28006 Madrid Spain Re: Consultation Report CR01/03 on Financial Benchmarks Dear Mr. Eroglu: The Investment Company Institute1 and ICI Global2 appreciate the opportunity to...

February 6, 2013 Ms. Melissa Jurgens Secretary Commodity Futures Trading Commission Three Lafayette Centre 1155 21st Street, NW Washington, DC 20581 Re: Further Proposed Guidance regarding Compliance with Certain Swap Regulations (RIN 3038– AD85) Dear Ms. Jurgens: The Investment...

December 7, 2012 Mr. Steven Maijoor, Chair European Securities and Markets Authority 103 Rue de Grenelle 75007 Paris France Re: ESMA’s Consultation Paper on Guidelines on Remuneration Policies and Practices (MiFID) Dear Mr. Maijoor, The Investment Company Institute (“ICI”)1 and ICI...

November 29, 2012 Via email to MARKT-BENCHMARKS-CONSULTATIONS@ec.europa.eu European Commission B-1049 Brussels Belgium Re: Consultation Document on the Regulation of Indices Dear Sir or Madam: The Investment Company Institute1 (“ICI”) and ICI Global2 appreciate the opportunity to...