Trading and Markets (International) Content

April 19, 2018 John Smith Director, Office of Foreign Assets Control Department of the Treasury 1500 Pennsylvania Avenue, NW Washington, D.C. 20220 Re: Issues and Impact of Recent Sanctions Against Russia on Regulated Funds Dear Mr. Smith: On behalf of the Investment Company Institute...

January 30, 2018 datsurvey@bis.org Re: Request to Extend the Deadline for the Survey on Incentives to Centrally Clear OTC Derivatives Launched by the Financial Stability Board (“FSB”), the Basel Committee on Banking Supervision (“BCBS”), the Committee on Payments and Market...

December 1, 2017 Via Email (leiroc@bis.org) Legal Entity Identifier Regulatory Oversight Committee Re: Consultation Document on Funds Relationships in the Global Legal Entity Identifier (“LEI”) System Dear Sirs and Madams: The undersigned associations (the “Associations”)1 appreciate...

London, 24 November 2017— ICI Global Managing Director Dan Waters issued the following statement supporting a newly released report with recommendations designed to foster growth of the European Union’s (EU’s) corporate bond market. The report was prepared for the European Commission...

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18 SEPTEMBER 2017 BY EMAIL International Capital Markets Regulation Office of International Affairs intl-se@fsa.go.jp Investment Managers and Superannuation Australian Securities and Investment Commission ARFP.Guidance@asic.gov.au Asset Management Supervision Office Financial...

For T+2, It’s All Systems Go By Michael Bodson, Kenneth E. Bentsen Jr., and Paul Schott Stevens (As published in Traders Magazine Online News , April 14, 2017) US market participants and investors have reason to cheer, as the Securities and Exchange Commission (SEC) adopted a rule...

pub_17_regulated_fund_access.pdf

1 ICI Global’s response to the EU Commission’s consultation on the CMU mid-term review ICI Global1 welcomes the European Commission’s mid-term review of the Capital Markets Union (CMU). As recognised by the Commission, the CMU is a plan to mobilise capital and aims to tackle...