Trading and Markets (International) Content

1 June 2016 Submitted electronically Finansdepartementet P.O. Box 8008 Dep 0030 Oslo Your reference: 16/550 FMA Re: Proposal for Transposition of the Revised Transparency Directive Dear Sir/Madam, ICI Global1 is writing in regard to Norway’s major holding reporting regime. We...

May 31, 2016 Brent J. Fields Secretary U.S. Securities and Exchange Commission 100 F Street, NE Washington, D.C. 20549 Re: Security-Based Swap Data Repositories; ICE Trade Vault, LLC; Notice of Filing of Application for Registration as a Security-Based Swap Data Repository (File No...

14 December 2015 Reply form for the consultation paper on Review of Article 26 of RTS No 153/2013 with respect to MPOR for client accounts 1 Responding to this paper The European Securities and Markets Authority (ESMA) invites responses to the questions listed in this Consultation...

1Case Id: 2ef1490d-c02c-4f6c-ac31-79d84ff5fac2 Date: 14/01/2016 19:37:05 Public consultation on impacts of maximum remuneration ratio under Capital Requirements Directive 2013/36/EU (CRD IV), and overall efficiency of CRD IV remuneration rules Fields marked with * are mandatory...

Beyond the Idea Stage By Dan Waters (As published in Funds Europe, 21 December, 2015) A global transformation is underway in finance. Governments across the world are increasingly asking, ‘How can we allocate capital more efficiently, stimulate economic growth, diversify our sources...

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August 12, 2015 Via European Commission Online Questionnaire European Commission Re: Public Consultation on Regulation (EU) No 648/2012 on OTC Derivatives, Central Counterparties and Trade Repositories Dear Sir or Madam: ICI Global1 appreciates the opportunity to provide comments on...

Promoting and Preserving Vibrant Capital Markets Confederation of Indian Industry Mutual Fund Summit 2015 Paul Schott Stevens President & CEO Investment Company Institute June 30, 2015 Mumbai Thank you for that warm welcome, and thanks to all of you for coming today. I am deeply...

Regulation by Conjecture: Central Bankers’ Push to Regulate Capital Markets Dutch Fund and Asset Management Association 2015 Investment Management Forum Dan Waters Managing Director ICI Global 10 June 2015 The Hague Good afternoon and thank you for inviting me to join you today. I am...