Fund Regulation Content

12_mmf_cap_buffer.pdf

Thursday 16th February 2012 European Fund and Asset Management Association 47 Rue Montoyer 1000 Brussels Belgium Institutional Money Market Funds Association 65 Kingsway London WC2B 6TD Investment Company Institute 1401H St., NW, Suite 1200 Washington DC 20005 Patrice Bergé-Vincent c...

Do Money Markets Pose a Systemic Risk? Bloomberg Portfolio Manager Mash-Up Paul Schott Stevens, President and CEO Investment Company Institute February 16, 2012 New York, NY Union Square Ballroom Download slides (pdf) As prepared for delivery Good afternoon. I’m Paul Stevens...

February 13, 2012 Ms. Elizabeth M. Murphy Secretary Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Prohibition against Conflicts of Interest in Certain Securitizations (File No. S7-38-11) Dear Ms. Murphy: The Investment Company Institute1 appreciates...

February 13, 2012 Mr. David A. Stawick Secretary Commodity Futures Trading Commission Three Lafayette Centre 1155 21st Street, N.W. Washington, D.C. 20581 Re: Process for a Designated Contract Market or Swap Execution Facility to Make a Swap Available to Trade under Section 2(h)(8) of...

February 13, 2012 Ms. Elizabeth M. Murphy Ms. Jennifer J. Johnson Secretary Secretary Securities and Exchange Commission 100 F Street, N.E. Board of Governors of the Federal Reserve 20th Street and Constitution Avenue, N.W. Washington, D.C. 20549 Washington, D.C. 20551 Mr. Robert E...

    o o o o o         0.0 0.5 1.0 1.5 2.0 2.5 3.0 3.5 4.0 4.5 1984 1987 1990 1993 1996 1999 2002 2005 2008 2011* 010 20 30 40 50 60 1983 1985 1987 1989 1991 1993 1995 1997 1999 2001 2003 2005 2007 2009 2011*     Weighted-average maturity in days August 2008 November...

February 7, 2012 The Honorable Mary L. Schapiro Chairman U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549-9303 Re: Rulemaking Petition File No. 4-643: Request by MFA for Rulemaking to Amend Rule 502(c) of Regulation D to Eliminate the Prohibition on...

January 18, 2012 Elizabeth M. Murphy Secretary Securities and Exchange Commission 100 F Street, NE Washington, DC 20549-1090 Re: FINRA Proposal to Adopt NASD Rules Regarding Communications with the Public as FINRA Rules 2210 and 2212 through 2216 (SR-FINRA-2011-035) Dear Ms. Murphy...

By Electronic Delivery January 18, 2012 Mr. Madhu Kannan Managing Director & Chief Executive Officer Bombay Stock Exchange, Limited Phiroze Jeejeebhoy Towers Dalal Street Mumbai- 400001 India RE: Transactional Data Provided to Indian Tax Authority Dear Mr. Kannan: The Investment...